Gregory A. Longo
Professional summary
Gregory Anthony Longo, who also goes by Gregory Anthony Longo Mr, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Clifton, New Jersey and CETERA INVESTMENT SERVICES LLC located in Clifton, New Jersey.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Gregory has worked at 15 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Anthony Longo's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 8, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 562 Lexington Avenue, Clifton, NJ 07011November 7, 2023 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 562 Lexington Avenue, Clifton, NJ 07011August 17, 2022 - November 7, 2023
CITIZENS SECURITIES, INC.
August 17, 2022 - November 7, 2023
CITIZENS SECURITIES, INC.
December 7, 2017 - August 17, 2022
CETERA INVESTMENT ADVISERS LLC
December 6, 2017 - August 17, 2022
CETERA INVESTMENT SERVICES LLC
October 13, 2015 - December 6, 2017
INVEST FINANCIAL CORPORATION
October 13, 2015 - December 6, 2017
INVEST FINANCIAL CORPORATION
August 6, 2013 - October 15, 2015
ESSEX NATIONAL SECURITIES, LLC
August 1, 2013 - October 15, 2015
ESSEX NATIONAL SECURITIES, LLC
September 19, 2012 - August 2, 2013
SANTANDER SECURITIES LLC
September 19, 2012 - August 2, 2013
SANTANDER SECURITIES LLC
May 31, 2011 - September 19, 2012
LPL FINANCIAL LLC
May 31, 2011 - September 19, 2012
LPL FINANCIAL LLC
June 16, 2008 - May 16, 2011
CAPITAL ONE FINANCIAL ADVISORS LLC
June 13, 2008 - May 16, 2011
CAPITAL ONE INVESTMENT SERVICES LLC
April 18, 2005 - June 11, 2008
INVEST FINANCIAL CORPORATION
April 18, 2005 - June 11, 2008
INVEST FINANCIAL CORPORATION
January 25, 2005 - April 12, 2005
CAPITAL ONE FINANCIAL ADVISORS LLC
May 18, 2004 - April 12, 2005
CAPITAL ONE INVESTMENT SERVICES LLC
October 20, 2003 - June 2, 2004
INVEST FINANCIAL CORPORATION
October 2, 2003 - June 2, 2004
INVEST FINANCIAL CORPORATION
August 30, 2002 - October 6, 2003
ESSEX NATIONAL SECURITIES, LLC
August 7, 2000 - September 17, 2002
QUICK & REILLY, INC.
April 9, 1999 - August 7, 2000
FLEET ENTERPRISES, INC.
October 21, 1998 - March 29, 1999
SUMMIT FINANCIAL SERVICES GROUP, INC.
June 13, 1997 - October 21, 1998
FISERV INVESTOR SERVICES, INC.
April 17, 1996 - July 9, 1997
METROPOLITAN LIFE INSURANCE COMPANY
April 17, 1996 - July 9, 1997
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/15/2023)
(11/7/2023)
(11/8/2023)
(11/15/2023)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
