Salvatore Vitale

FIRST CITIZENS CAPITAL SECURITIES

New York, NY 10036

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CRD#: 2688348

Professional summary

Salvatore Vitale is a registered financial professional currently at FIRST CITIZENS CAPITAL SECURITIES, LLC located in New York, New York.

Salvatore is registered as a RR (Registered Representative) and started their career in finance in 1995. Salvatore has worked at 8 firms and has passed the Series 63, SIE, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Salvatore Vitale's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 6, 2016 - Present

FIRST CITIZENS CAPITAL SECURITIES, LLC

Office #1: 11 West 42nd Street 11th Floor, New York, NY 10036

CRD#: 41504

New York, NY

Past

August 11, 2009 - May 4, 2015

STERNE, AGEE & LEACH, INC.

CRD#: 791

NEW YORK, NY

Past

October 13, 2006 - January 8, 2008

CREDIT AGRICOLE SECURITIES (USA) INC.

CRD#: 190

NEW YORK, NY

Past

June 30, 2005 - October 3, 2006

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

June 16, 2003 - June 24, 2005

FULCRUM GLOBAL PARTNERS LLC

CRD#: 104455

NEW YORK, NY

Past

April 30, 2001 - May 28, 2002

ABN AMRO INCORPORATED

CRD#: 15776

STAMFORD, CT

Past

September 7, 2000 - April 30, 2001

ABN AMRO SECURITIES LLC

CRD#: 6540

NEW YORK, NY

Past

December 22, 1995 - April 8, 1996

ROYCE INVESTMENT GROUP, INC.

CRD#: 10494

WOODBURY, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(7/6/2016)

Exams

State Security Law Exam

Series 63

Date: 9/9/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 2/18/2005

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 9/6/2000

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FIRST CITIZENS CAPITAL SECURITIES, LLC

CRD#: 41504 / SEC#: , 8-49466

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

11 West 42nd Street 13th Floor, New York, NY 10036

Mailing Address

11 West 42nd Street 11th Floor, New York, NY 10036

Phone number

(212) 771-7872

Established

Delaware since 03/31/2004

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (49 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FIRST CITIZENS BANCSHARES, INC.	SHAREHOLDER
GETTYS, ALISHA DANIELLE	CHIEF COMPLIANCE OFFICER	6254273
HUI, MICHELLE CHAO	CHIEF FINANCIAL OFFICER/FINOP	2480261
YOUNG, MICHAEL ROBERT	PRESIDENT	4410392

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Salvatore Vitale

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Salvatore Vitale's CRS (Customer Relationship Summary).

Certified licenses

Experience

STERNE, AGEE & LEACH, INC.

CREDIT AGRICOLE SECURITIES (USA) INC.

DEUTSCHE BANK SECURITIES INC.

FULCRUM GLOBAL PARTNERS LLC

ABN AMRO INCORPORATED

ABN AMRO SECURITIES LLC

ROYCE INVESTMENT GROUP, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/9/2000

SIE

Date: 10/1/2018

Series 87

Date: 2/18/2005

Series 7

Date: 9/6/2000

FINRA

Current Firm

FIRST CITIZENS CAPITAL SECURITIES, LLC

Contact information

FINRA licenses (49 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FIRST CITIZENS CAPITAL SECURITIES, LLC

TRUST BUT VERIFY

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