William C. Yeh
Professional summary
William Chingwen Yeh was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
William is a previously registered financial professional and started their career in finance in 1999. Prior to being barred, William had worked at 2 firms, which includes GENESIS SECURITIES LLC, EDGETRADE LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 1999 - December 21, 2011
GENESIS SECURITIES, LLC
January 25, 1999 - February 22, 1999
EDGETRADE LLC
State Registrations and Notice Filings
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Exams
Series 55
Date: 3/25/1999
Limited Representative-Equity Trader ExamCurrent Firm
GENESIS SECURITIES, LLC
CRD#: 46992 / SEC#: , 8-51614
Contact information
Documents
Disclosures
| Regulatory Event | 10 |
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