Michael T. Coker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Todd George Coker, CFP® was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1996. Michael had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 7, Series 28, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2018 - April 3, 2019
ASPIRATION FINANCIAL LLC
March 30, 2017 - December 31, 2017
SYNDICATED CAPITAL, INC.
January 25, 2016 - November 26, 2025
CHINA ECAPITAL PARTNERS, LLC
February 6, 2015 - December 16, 2015
SYNDICATED CAPITAL, INC.
October 10, 2014 - December 31, 2017
SYNDICATED CAPITAL, INC.
January 30, 2014 - October 2, 2014
JHS CAPITAL ADVISORS, LLC
January 24, 2014 - October 2, 2014
JHS CAPITAL ADVISORS, LLC
January 24, 1996 - September 30, 2013
EQUIBOND, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/12/1999
Limited Representative-Equity Trader ExamSeries 28
Date: 1/28/2015
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
ASPIRATION FINANCIAL LLC
CRD#: 291904 / SEC#: , 8-70066
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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