Thomas A. Paulson

THOMAS A. PAULSON, JR., DBA, THOMAS A. PAULSON, JR., CPA

Loveland, CO

Some features on this profile are disabled

CRD#: 2687459

Professional summary

Thomas Alfred Paulson JR, who also goes by Paulson Jr., is a registered financial advisor currently at THOMAS A. PAULSON, JR., DBA, THOMAS A. PAULSON, JR., CPA located in Loveland, Colorado.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Thomas has worked at 3 firms and has passed the Series 6 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Paulson Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

THOMAS A. PAULSON, JR., CPA, P.C. NON-INVESTMENT RELATED. TAX PREPARATION AND SMALL BUSINESS ACCOUNTING PRESIDENT AND SOLE OWNER. START DATE: 1995 AVERAGE HOURS/MONTH: 120 AVG HOURS DURING SECURITES TRADING HOURS: 80 HRS/MO DUTIES: TAX PREP, ACCOUNTING, ADMINISTRATIVE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Alfred Paulson JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 29, 2004 - Present

THOMAS A. PAULSON, JR., DBA, THOMAS A. PAULSON, JR., CPA

RIA

CRD#: 130738

Loveland, CO

Past

September 17, 1999 - July 22, 2004

CETERA ADVISORS LLC

RIA

CRD#: 10299

LOVELAND, CO

Past

February 19, 1999 - July 22, 2004

CETERA ADVISORS LLC

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

December 1, 1995 - February 22, 1999

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(7/29/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 6

Date: 11/29/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

THOMAS A. PAULSON, JR., DBA, THOMAS A. PAULSON, JR., CPA

PAULSON (JR.), THOMAS ALFRED | THOMAS A. PAULSON, JR., DBA, THOMAS A. PAULSON, JR., CPA | THOMAS A. PAULSON, JR., CPA, P.C. | THOMAS A. PAULSON, JR. DBA THOMAS A. PAULSON, JR., CPA | THOMAS A. PAULSON, JR. CPA

CRD#: 130738 / SEC#:

Colorado

Registered Investment Advisory firm - (7/29/2004 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Loveland, CO

Mailing Address

Phone number

(307) 200-1398

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	43
AUM (Assets Under Management)	$ 6,800,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Thomas A. Paulson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Alfred Paulson JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

THOMAS A. PAULSON, JR., DBA, THOMAS A. PAULSON, JR., CPA

CETERA ADVISORS LLC

CETERA ADVISORS LLC

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 6

Date: 11/29/1995

Current Firm

THOMAS A. PAULSON, JR., DBA, THOMAS A. PAULSON, JR., CPA

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

THOMAS A. PAULSON, JR., DBA, THOMAS A. PAULSON, JR., CPA

TRUST BUT VERIFY

Similar Advisors