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ES

Eric Stanwick

PNC WEALTH MANAGEMENT
CHARLOTTE, NC 28207
Some features on this profile are disabled
CRD#: 2687001
ES
Eric StanwickPNC WEALTH MANAGEMENT

Professional summary

Eric Stanwick, who also goes by Eric T Stanwick, Eric Thomas Stanwick, Eric Stanwick, is a registered financial professional currently at PNC WEALTH MANAGEMENT LLC located in Charlotte, North Carolina.

Eric is registered as a RR (Registered Representative) and started their career in finance in 2000. Eric has worked at 12 firms and has passed the Series 63, Series 99TO, Series 52TO, Series 6TO, Series 82TO, Series 22TO, SIE, Series 7, Series 53, Series 39, Series 14, Series 26, Series 4 and Series 24 exams.

Aliases

Eric T Stanwick | Eric Thomas Stanwick | Eric Stanwick

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eric Stanwick's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 6, 2026 - Present

PNC WEALTH MANAGEMENT LLC

Office #1: 2000 Randolph Road, Charlotte, NC 28207
RIA
BD
CRD#: 129052
CHARLOTTE, NC
Past

April 23, 2026 - June 3, 2026

FIRST COMMAND BROKERAGE SERVICES, INC.

BD
CRD#: 3641
FORT WORTH, TX
Past

April 16, 2025 - March 6, 2026

LPL ENTERPRISE, LLC

BD
CRD#: 8733
FORT MILL, SC
Past

November 29, 2023 - March 6, 2026

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC
Past

July 3, 2020 - December 15, 2023

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
CHARLOTTE, NC
Past

March 25, 2017 - June 4, 2019

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
CHARLOTTE, NC
Past

February 18, 2016 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
CHARLOTTE, NC
Past

August 16, 2013 - December 23, 2015

TRADIER BROKERAGE, INC.

BD
CRD#: 104982
CHARLOTTE, NC
Past

August 9, 2011 - September 16, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

April 11, 2008 - September 10, 2010

LPL FINANCIAL LLC

BD
CRD#: 6413
CHARLOTTE, NC
Past

July 18, 2007 - September 10, 2010

UVEST FINANCIAL SERVICES GROUP, INC.

BD
CRD#: 13787
CHARLOTTE, NC
Past

July 27, 2005 - July 19, 2007

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
CHARLOTTE, NC
Past

October 1, 2000 - August 1, 2005

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

March 30, 2000 - October 1, 2000

FIRST UNION BROKERAGE SERVICES, INC.

BD
CRD#: 8112
CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PNC WEALTH MANAGEMENT LLC
PNC INVESTMENTS | PNC WEALTH MANAGEMENT LLC | PNC WEALTH MANAGEMENT | PNC INVESTMENTS LLC

CRD#: 129052 / SEC#: 801-66195, 8-66195

RIA
Registered Investment Advisory firm - SEC (9/17/2003 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
North Carolina
(7/6/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 1/24/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/29/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 5/6/2025
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 39
Date: 1/2/2023
Direct Participation Programs Principal Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 26
Date: 1/2/2023
Investment Company Products/Variable Contracts Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 4/4/2019
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/2/2017
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

PW
PNC WEALTH MANAGEMENT LLC
PNC INVESTMENTS | PNC WEALTH MANAGEMENT LLC | PNC WEALTH MANAGEMENT | PNC INVESTMENTS LLC

CRD#: 129052 / SEC#: 801-66195, 8-66195

RIA
Registered Investment Advisory firm - SEC (9/17/2003 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Loading...

Contact information

Main Address
300 Fifth Avenue 26th Floor, Pittsburgh, PA 15222-2722
Mailing Address
1900 E. 9th Street 17th Floor, Cleveland, OH 44114
Phone number
(800) 762-6111
Established
Delaware since 09/17/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,585

SEC notice filing (53 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

PORTFOLIO SOLUTIONS (10/17/2025)
PNC DIRECTIONS (10/17/2025)
GUIDED SOLUTIONS (10/17/2025)
PORTFOLIO SOLUTIONS STRATEGIST (10/17/2025)
CAPITAL DIRECTIONS ANNUITIES (10/17/2025)
CAPITAL DIRECTIONS (10/17/2025)

Direct owners and executive officers

NamePositionCRD#
PNC BANK, NATIONAL ASSOCIATIONPARENT
BARNHART, TODD MARTINBOARD OF MANAGERS6166298
FLYNN, SEANCHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS2790159
GUERRINI, RICHARD ROBERTPRESIDENT, CEO, BOARD OF MANAGERS1990015
HOLODINSKI, JOHN PAULBOARD OF MANAGERS2494707
MITCHELL, JESSICABOARD OF MANAGERS6624246
RAMOS, REGIS RESENDECHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP5205169
RICHARDSON, MARGARET MARYCHIEF OPERATING OFFICER/BOARD OF MANAGERS6002933
RODGERS, STEPHANIE ELIZABETHBOARD OF MANAGERS & SECRETARY6004741
SANTILLO, ROBERT WILSONBOARD OF MANAGERS5379581
SCHAFER, DAVID JOSEPHCHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER1368781
THOMPSON, LEIGH CHASECHIEF LEGAL OFFICER6534162
WEIDNER, KIMBERLY LYNNCHIEF RISK OFFICER & BOARD OF MANAGERS4080314

Regulatory assets under management

Total Number of Accounts157,533
AUM (Assets Under Management)$ 26,533,775,810

Disclosures

Regulatory Event13
Arbitration6

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
01/08/2026
Cover Page
Report
10/28/2024
Cover Page
Report
09/20/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PNC WEALTH MANAGEMENT LLC

CRD#: 129052Charlotte, NC 28207

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