Erik A. Carrington

TRUIST ADVISORY SERVICES

HOUSTON, TX 77052

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CRD#: 2686860

Professional summary

Erik Alexis Carrington, who also goes by Erik Alexis Sanchez, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Houston, Texas and TRUIST INVESTMENT SERVICES, INC. located in Houston, Texas.

Erik is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Erik has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 52 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Erik Alexis Sanchez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

REGIONAL WEALTH MANAGER FOR HANCOCK WHITNEY BANK; MANAGING PROFIT AND LOSS BALANCE SHEET FOR BANKING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Alexis Carrington's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 3, 2025 - Present

TRUIST ADVISORY SERVICES, INC.

Office #1: 1400 Post Oak Boulevard 6th Floor, Houston, TX 77052

RIA

CRD#: 283390

HOUSTON, TX

Current

October 3, 2025 - Present

TRUIST INVESTMENT SERVICES, INC.

Office #1: 1400 Post Oak Blvd Ste 650, Houston, TX 77056

CRD#: 17499

Houston, TX

Past

August 10, 2022 - September 11, 2025

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

HOUSTON, TX

Past

August 10, 2022 - September 11, 2025

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

HOUSTON, TX

Past

June 7, 2012 - August 10, 2022

HANCOCK WHITNEY INVESTMENT SERVICES INC.

RIA

CRD#: 40637

HOUSTON, TX

Past

June 7, 2012 - August 10, 2022

HANCOCK WHITNEY INVESTMENT SERVICES INC.

CRD#: 40637

HOUSTON, TX

Past

April 4, 2008 - December 9, 2011

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

HOUSTON, TX

Past

April 4, 2008 - December 9, 2011

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MEMPHIS, TN

Past

October 19, 2005 - August 31, 2007

BOK FINANCIAL SECURITIES, INC.

RIA

CRD#: 17530

HOUSTON, TX

Past

October 19, 2005 - August 31, 2007

BOK FINANCIAL SECURITIES, INC.

CRD#: 17530

HOUSTON, TX

Past

May 27, 2004 - October 6, 2005

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

SUGAR LAND, TX

Past

May 27, 2004 - October 6, 2005

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CHICAGO, IL

Past

October 18, 2002 - May 26, 2004

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

HOUSTON, TX

Past

October 18, 2002 - May 26, 2004

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

June 20, 1996 - October 24, 2002

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

HOUSTON, TX

Past

June 19, 1996 - October 24, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

December 5, 1995 - April 15, 1996

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(10/3/2025)

IAR

Texas
(10/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/8/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/9/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 8/14/1996

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/1/1996

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 12/1/1995

Municipal Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/27/2025

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

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Contact information

Main Address

303 Peachtree Street 2nd Floor, Atlanta, GA 30303

Mailing Address

Po Box 4418 Mc 107, Atlanta, GA 30302

Phone number

(800) 874-4770

Established

Firm type

Fiscal year end

# of Employees

2,469

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TAS AMC WRAP MANAGED PROGRAMS BROCHURE (10/31/2025)

TAS CONSULTING SERVICES AMC ADVANTAGE FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	124,363
AUM (Assets Under Management)	$ 67,736,740,585

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/24/2025	Cover Page	Report
03/28/2024	Cover Page	Report
04/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Erik A. Carrington

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Alexis Carrington's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUIST INVESTMENT SERVICES, INC.

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

HANCOCK WHITNEY INVESTMENT SERVICES INC.

HANCOCK WHITNEY INVESTMENT SERVICES INC.

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

BOK FINANCIAL SECURITIES, INC.

BOK FINANCIAL SECURITIES, INC.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

AMERIPRISE ADVISOR SERVICES, INC.

Primary Firm SEC Registration

TRUIST ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/8/1996

Series 63

Date: 1/9/1996

SIE

Date: 10/1/2018

Series 31

Date: 8/14/1996

Series 7

Date: 8/1/1996

Series 52

Date: 12/1/1995

Series 24

Date: 10/27/2025

FINRA

Current Firm

TRUIST ADVISORY SERVICES, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TRUIST ADVISORY SERVICES, INC.

TRUST BUT VERIFY

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