VH
Vinton D. Hartmann
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Centennial, CO 80112
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CRD#: 2686726
VH
Professional summary
Vinton Dixon Hartmann, who also goes by VInt Dixon Hartmann, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Centennial, Colorado and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Centennial, Colorado.
Vinton is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Vinton has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 62, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Vint Dixon Hartmann
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) HARTMANN FINANCIAL SOLUTIONS, LLC, 7200 S ALTON WAY, STE A110, CENTENNIAL, CO, 12/01/2015, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 20 HR/MO, 4 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 11/2015, AS ADVISORY REP OF AN RIA, INV REL, 80 HR/MO, 40 HR/MO TRADING. 3) VINT HARTMANN, 7200 S ALTON WAY, SUITE A-110, CENTENNIAL, CO, 11/2015, INSURANCE, INV REL, 25 HR/MO, 3 HR/MO TRADING. 4) CO NAME TBD, 2898 S ELM ST, DENVER, CO, 10/2023, OWNER, AFFILIATE MARKETING, NIR, 15 HR/MO, 0 HR/MO TRADING. 5) HARTMANN FINANCIAL ADVISORS. LLC, 7200 S. Alton Way, Suite A-110, Centennial CO 80112, United States, 12/01/2015, Owner, Using a Trade Name/dba, NIR, 200 HR/MO, 135 HR/MO TRADING. 6) WHITE FLOCK INC., 7200 S. Alton Way, Ste A110, Centennial CO 80112, 03/2025, Owner, S-Corp, NIR, 160 HR/MO, 40 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Vinton Dixon Hartmann's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 20, 2015 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 7200 S. Alton Way Suite A-110, Centennial, CO 80112RIA
CRD#: 134139
Centennial, CO
Current
November 20, 2015 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 7200 S. Alton Way Suite A-110, Centennial, CO 80112BD
CRD#: 39543
Centennial, CO
Past
May 13, 2014 - November 23, 2015
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
CENTENNIAL, CO
Past
May 1, 2014 - November 23, 2015
SECURITIES AMERICA, INC.
BD
CRD#: 10205
CENTENNIAL, CO
Past
June 27, 2013 - May 27, 2014
J.W. COLE FINANCIAL, INC.
BD
CRD#: 124583
CENTENNIAL, CO
Past
February 3, 2005 - June 25, 2013
JRL CAPITAL CORPORATION
BD
CRD#: 10225
CENTENNIAL, CO
Past
February 5, 2001 - February 8, 2005
FARMERS FINANCIAL SOLUTIONS, LLC
BD
CRD#: 103863
WESTLAKE VILLAGE, CA
Past
November 18, 1997 - December 18, 2000
LONDON PACIFIC SECURITIES, INC.
BD
CRD#: 25089
SACRAMENTO, CA
Past
December 20, 1995 - August 5, 1997
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
LINCOLN, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/12/2016)
RR
Arizona(11/20/2015)
RR
California(1/5/2016)
RR
Colorado(11/20/2015)
IAR
Colorado(11/20/2015)
RR
Florida(11/20/2015)
RR
Illinois(1/6/2023)
RR
Indiana(9/11/2017)
RR
Iowa(1/27/2023)
RR
Kansas(11/20/2015)
RR
Maryland(3/15/2021)
RR
Mississippi(9/23/2019)
RR
Missouri(6/20/2016)
RR
Montana(2/2/2016)
RR
New Mexico(7/2/2021)
RR
New York(1/7/2016)
RR
North Carolina(12/10/2015)
RR
South Dakota(1/2/2024)
RR
Tennessee(1/5/2017)
RR
Texas(9/4/2020)
IAR
Texas(9/4/2020)
RR
Virginia(10/9/2024)
RR
Washington(1/2/2020)
RR
Wyoming(6/6/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 9/6/2007
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
