David S. Macgregor
Professional summary
David Sutherland Macgregor is a registered financial professional currently at IRC SECURITIES LLC located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 1997. David has worked at 5 firms and has passed the Series 63, SIE, Series 87, Series 7, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Sutherland Macgregor's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 23, 2021 - Present
IRC SECURITIES LLC
Office #1: 420 Lexington Avenue Suite 300, New York, NY 10170November 8, 2005 - February 7, 2022
LONGBOW SECURITIES, LLC
December 19, 2003 - March 7, 2006
AMERICA NORTHCOAST SECURITIES, INC.
January 2, 2001 - September 12, 2002
FHN FINANCIAL SECURITIES CORP.
August 5, 1997 - January 2, 2001
FIFTH THIRD/MAXUS SECURITIES INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/18/2022)
Exams
Series 28
Date: 3/31/2021
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
IRC SECURITIES LLC
CRD#: 150022 / SEC#: , 8-68208
Contact information
FINRA licenses (16 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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