Douglas J. Glover
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas James Glover, who also goes by Doug Glover, was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1996. Douglas had worked at 2 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 9, 2011 - May 18, 2016
VIII CAPITAL CORP.
November 16, 2007 - April 13, 2011
HAMPTON SECURITIES (USA), INC.
August 15, 1996 - June 15, 2007
VIII CAPITAL CORP.
State Registrations and Notice Filings
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Exams
Current Firm
VIII CAPITAL CORP.
CRD#: 39759 / SEC#: , 8-48886
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
