Elizabeth S. Hessler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elizabeth Shapleigh Hessler, who also goes by Elizabeth Lincoln Chioffi, Lisa Lincoln Chioffi, Elizabeth Shapleigh Lincoln, Elizabeth Lincoln, Lisa Shapleigh Lincoln, Lisa Lincoln, was a registered financial professional .
Elizabeth is a previously registered financial professional and started their career in finance in 1996. Elizabeth had worked at 6 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2016 - January 26, 2023
REYNDERS, MCVEIGH CAPITAL MANAGEMENT, LLC
November 13, 2009 - March 14, 2016
PENOBSCOT INVESTMENT MANAGEMENT COMPANY, INC.
July 10, 2006 - December 31, 2007
PENOBSCOT INVESTMENT MANAGEMENT COMPANY, INC.
January 1, 2002 - June 30, 2006
MASSACHUSETTS INVESTMENT COUNSELLORS, INC.
May 23, 2000 - July 2, 2001
LPL FINANCIAL LLC
June 15, 1999 - November 4, 1999
WACHOVIA SECURITIES, INC.
March 12, 1996 - August 10, 1998
EXCALIBUR FINANCIAL GROUP, INC.
Primary Firm SEC Registration
REYNDERS, MCVEIGH CAPITAL MANAGEMENT, LLC
CRD#: 137342 / SEC#: 801-64812
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
REYNDERS, MCVEIGH CAPITAL MANAGEMENT, LLC
CRD#: 137342 / SEC#: 801-64812
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 749 |
| AUM (Assets Under Management) | $ 3,916,569,543 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/26/2025 | ||
| 11/27/2024 | ||
| 01/02/2024 | ||
| 11/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
