Eliav Dan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eliav Dan, who also goes by Dan, was a registered financial professional .
Eliav is a previously registered financial professional and started their career in finance in 2000. Eliav had worked at 3 firms and has passed the Series 63, Series 65, Series 79TO, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2024 - April 22, 2026
INTE SECURITIES LLC
August 16, 2016 - July 8, 2021
BARCLAYS CAPITAL INC.
June 27, 2000 - April 24, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 15, 2000 - April 24, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 3/27/2024
Investment Banking Registered Representative ExaminationCurrent Firm
INTE SECURITIES LLC
CRD#: 47107 / SEC#: , 8-51667
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
