CS
Craig D. Stewart
CETERA INVESTMENT ADVISERS LLC
ST. LOUIS, MO 63136-2101
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CRD#: 2684579
CS
Professional summary
Craig Donald Stewart is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in St. Louis, Missouri and CETERA FINANCIAL SPECIALISTS LLC located in St. Louis, Missouri.
Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Craig has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)TAX SERVICES INC - NOT INVESTMENT RELATED - AND THE ADDRESS IS 10093 W. FLORISSANT IN ST. LOUIS, MO. - NATURE OF BUSINESS: ACCOUNTING & TAX (INDIVIDUAL AND BUSINESS
2)CDS PROPERTY, LLC, NOT INVESTMENT RELATED, 10093 WEST FLORISSANT AVE, ST LOUIS, MO, 63136., REAL ESTATE, STARTED 04/2019, POSITION/TITLE/RELATIONSHIP: PARTNER, APX ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PARTNER WITH SPOUSE OWNED COMMERCIAL BUILDING
CRS (Client Relationship Summary) - RIA
Click below to view Craig Donald Stewart's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 27, 2003 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 10093 W. Florissant Ave, St. Louis, MO 63136-2101RIA
CRD#: 105644
ST. LOUIS, MO
Current
August 1, 2002 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 10093 W. Florissant Ave, St. Louis, MO 63136-2101BD
CRD#: 10358
ST. LOUIS, MO
Past
November 29, 1995 - August 2, 2002
AMERICAN GENERAL EQUITY SERVICES CORPORATION
BD
CRD#: 5435
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Missouri(8/1/2002)
IAR
Missouri(1/27/2003)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
