Karl W. Lohwater
Professional summary
Karl Willem Lohwater, who also goes by Karl W Lohwater, is a registered financial professional currently at CAVU SECURITIES LLC located in New York, New York.
Karl is registered as a RR (Registered Representative) and started their career in finance in 1996. Karl has worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, Series 22TO, SIE, Series 3, Series 7, Series 14, Series 53, Series 30, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Karl Willem Lohwater's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 15, 2019 - Present
CAVU SECURITIES LLC
Office #1: 777 Third Avenue Suite 2102, New York, NY 10017July 30, 2020 - March 24, 2025
BUCK HR SECURITIES LLC
October 21, 2015 - September 20, 2016
CAPITAL GUARDIAN, LLC
February 2, 2015 - July 6, 2015
CAPITAL GUARDIAN, LLC
April 23, 2012 - July 23, 2019
CABOT LANE LLC
October 19, 2005 - August 22, 2011
CONDUENT SECURITIES, LLC
January 2, 2004 - June 2, 2005
BNY MELLON SECURITIES LLC
September 11, 2000 - October 23, 2000
RK SECURITIES CORPORATION
January 5, 1996 - December 31, 2003
MELLON HR SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/3/2023)
(3/17/2020)
(2/17/2021)
(2/11/2021)
(3/19/2020)
(3/3/2023)
(3/3/2023)
(10/15/2019)
(10/15/2019)
(3/9/2020)
(10/15/2019)
(3/25/2020)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationFINRA
Current Firm
CAVU SECURITIES LLC
CRD#: 6906 / SEC#: , 8-18428
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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