RB
Robert R. Butts
CONCORDE ASSET MANAGEMENT
Visalia, CA 93277
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CRD#: 2684500
RB
Professional summary
Robert Raymond Butts is a registered financial advisor currently at CONCORDE ASSET MANAGEMENT, LLC located in Visalia, California and CONCORDE INVESTMENT SERVICES, LLC located in Hanford, California.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Robert has worked at 5 firms and has passed the Series 65, Series 63, Series 7, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Athena Financial Group, Investment related, 800 N Irwin St, Hanford CA, 93230; dba for Financial Advisor Firm. Owner/Financial Advisor, provide advisory services under registered rep and Investment advisory licenses, Start date 08/15/2022, 11-20 hours/month during non business hours, 40+ hours during business hours. 2) Rotary Club of Hanford, Non Investment related, Hanford CA 93230, Charity of Non Profit Organization, Club member, assist in activities to raise funds for local causes, Start 01/2020, 6-10 hours/month, during non trading hours, 1-5 hours/month during trading hours. 3) CASA of Kings County, Non Investment related, 101 N Irwin St, Suite 110B, Hanford CA 93230, Charity or Non Profit Organization, Board Member/CFO/Treasurer, provide advocates for foster children throught the court system, fundraise to support the CASA Activities, Start date 04/2021, 1-5 hours/month during non trading hours, 1-5 hours/month during trading hours. 4) Gideons International, Non Investment related, PO Box 140800 Nashville TN 37214, Charity or Non Profit Organization, Vice President of Local Camp, Club member, help raise funds to purchase bibles for distribution to local hotels, motels and schools. Start date 02/01/2021, 1-5 hours/month during non trading hours, 1-5 hours/month trading hours. 5) Concorde Asset Management, Investment Related, Ann Arbor, Mi, Investment Adviser Representative, assist clients with financial planning, Start date 08/2022, Full Time During Trading Hours, 6) Butts Revocable Trust, Investment related, 420 W Malone St, Hanford CA 93230, Trust, Trustee of trust to distribute assets. Start date, 03/01/2023, 1-5 hours/month during non business, 1-5/month during trading hours. 7) AFG Partners Inc, Investment related, 112 W Elm St, Hanford CA 93230, S Corp for partnership for dba Athena Financial Group, Partner, 30% partner in AFG Partners that uses the dba Athena Financial Group, 11-20 hours/month during non trading hours, 40 hours/month during trading hours. 8) First Christian Reformed Church of Hanford. Non-investment related. Elder on the Governing Council. Start date: 9/1/2024. 2175 Leoni Drive, Hanford, CA 93230. 1-5 hours during non-trading hours. 1-5 hours during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Raymond Butts's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 18, 2022 - Present
CONCORDE ASSET MANAGEMENT, LLC
Office #1: 3323 S Fairway St Suite 11, Visalia, CA 93277Office #2: 112 West Elm St, Hanford, CA 93230RIA
CRD#: 140367
Visalia, CA
Current
August 18, 2022 - Present
CONCORDE INVESTMENT SERVICES, LLC
Office #1: 112 West Elm Street, Hanford, CA 93230BD
CRD#: 151604
Hanford, CA
Past
December 7, 2017 - August 26, 2022
SCF INVESTMENT ADVISORS, INC.
RIA
CRD#: 123608
Hanford, CA
Past
October 27, 2017 - August 26, 2022
SCF SECURITIES, INC.
BD
CRD#: 47275
Hanford, CA
Past
November 22, 1995 - July 24, 1996
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(8/18/2022)
IAR
Arkansas(9/8/2022)
RR
California(8/18/2022)
IAR
California(8/18/2022)
IAR
Colorado(11/30/2022)
RR
Iowa(6/9/2023)
IAR
Minnesota(2/21/2023)
RR
Mississippi(6/12/2025)
RR
Montana(10/4/2022)
IAR
North Carolina(4/8/2025)
IAR
South Carolina(12/12/2023)
RR
Tennessee(8/1/2025)
RR
Utah(10/26/2022)
IAR
Washington(8/18/2022)
RR
Washington(3/15/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3909 Research Park Drive Suite 200, Ann Arbor, MI 48108
Mailing Address
Phone number
(248) 824-6710
Established
Firm type
Fiscal year end
# of Employees
79
SEC notice filing (48 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,207 |
| AUM (Assets Under Management) | $ 489,858,232 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367Visalia, CA 93277TRUST BUT VERIFY
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