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AB

Anthony J. Bosco

TOUCHSTONE SECURITIES
CINCINNATI, OH 45202
Some features on this profile are disabled
CRD#: 2684253
AB

Professional summary


Anthony Joseph Bosco is a registered financial professional currently at TOUCHSTONE SECURITIES, INC. located in Cincinnati, Ohio.

Anthony is registered as a RR (Registered Representative) and started their career in finance in 1995. Anthony has worked at 11 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Anthony Joseph Bosco's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 1, 2019 - Present

TOUCHSTONE SECURITIES, INC.

Office #1: 303 Broadway Suite 1100, Cincinnati, OH 45202
BD
CRD#: 1526
CINCINNATI, OH
Past

September 7, 2018 - February 8, 2019

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

BD
CRD#: 15708
BIRMINGHAM, AL
Past

June 12, 2017 - July 12, 2018

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
ST. CLOUD, MN
Past

May 6, 2011 - December 31, 2016

BROKER DEALER FINANCIAL SERVICES CORP.

BD
CRD#: 8073
WEST DES MOINES, IA
Past

December 5, 2007 - January 3, 2011

LIBERTY LIFE SECURITIES LLC

BD
CRD#: 47737
DOVER, NH
Past

September 6, 2007 - December 31, 2007

LIBERTY LIFE DISTRIBUTORS LLC

BD
CRD#: 46074
DOVER, NH
Past

May 24, 2006 - September 4, 2007

PNC WEALTH MANAGEMENT LLC

RIA
CRD#: 129052
PASSAIC, NJ
Past

May 16, 2006 - September 4, 2007

PNC WEALTH MANAGEMENT LLC

BD
CRD#: 129052
PASSAIC, NJ
Past

March 24, 2005 - September 15, 2005

TD WEALTH MANAGEMENT SERVICES INC.

RIA
CRD#: 6940
RAMSEY, NJ
Past

December 17, 2004 - September 15, 2005

TD WEALTH MANAGEMENT SERVICES INC.

BD
CRD#: 6940
PHILADELPHIA, PA
Past

October 3, 2001 - December 7, 2004

NATIONWIDE INVESTMENT SERVICES CORPORATION

BD
CRD#: 7110
COLUMBUS, OH
Past

August 20, 1997 - September 17, 2001

CITICORP INVESTMENT SERVICES

BD
CRD#: 23988
LONG ISLAND CITY, NY
Past

December 14, 1995 - June 19, 1997

M.S. FARRELL & COMPANY, INC.

BD
CRD#: 24232
SYOSSET, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(2/1/2019)
RR
New York
(2/1/2019)
RR
Ohio
(2/4/2019)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 3/22/2005
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


TOUCHSTONE SECURITIES, INC.
TOUCHSTONE SECURITIES, INC.
CONTINENTAL MANAGEMENT, INC. | TOUCHSTONE SECURITIES, INC.

CRD#: 1526 / SEC#: , 8-14052

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
303 Broadway Suite 1100, Cincinnati, OH 45202
Mailing Address
303 Broadway Suite 1100, Cincinnati, OH 45202
Phone number
(513) 362-8000
Established
Nebraska since 02/27/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
IFS FINANCIAL SERVICES, INC.SHAREHOLDER
AARTS, ERIKVP, SENIOR FIXED INCOME STRATEGIST2556961
ALGE, BENJAMIN JPRESIDENT6225581
BRAY, TIMOTHY ALLENDIVISIONAL VICE PRESIDENT1858477
CONNELLY, LINDSAY MICHELLEAVP & ASSISTANT TREASURER7212999
COSTANZA, TIMOTHY JOHNVP MANAGING DIRECTOR INSTITUTIONAL DEVELOPMENT4471461
HERRON, SARAH SPARKSSECRETARY6905684
JOHNSON, JAY VINCENTVP, CORPORATE FINANCE AND TREASURER6607547
JONES, MICHAEL STEPHENASSISTANT VICE PRESIDENT5537600
KOERNER, RICHARD MICHAELVP, SENIOR ETF SALES SPECIALIST2249223
MCGRUDER, JILL TRIPPDIRECTOR1221720
MOCK, MARY TAYLORSVP & HEAD OF DISTRIBUTION5276399
MORSE, JULIE LYNNSVP, MARKETING6743435
MUSGROVE, JOHN SAVP - ASSISTANT TREASURER6607165
NIEMEYER, JONATHAN DAVIDDIRECTOR5863603
SCOTT, SHAWN MICHAELCHIEF COMPLIANCE OFFICER4673623
STEARNS, TIMOTHY STEVENVP, COMPLIANCE1327230
WIEDENHEFT, TERRIE ANNCHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER2619213
WITTMAN, SCOTTVICE PRESIDENT, TAX7679752
WUEBBLING, DONALD JOSEPHDIRECTOR473438

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TOUCHSTONE SECURITIES, INC.

TOUCHSTONE SECURITIES, INC.

CRD#: 1526Cincinnati, OH 45202

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