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Angus Scott Lamond Iv

HARRIS WILLIAMS
CHEVY CHASE, MD
·CRD# 2684219·26 years experience

Professional Summary

Angus Scott Lamond IV, who also goes by Scott Lamond IV, is a registered financial advisor currently at HARRIS WILLIAMS located in Chevy Chase, Maryland. Angus is registered as a RR (Registered Representative) and started their career in finance in 1996. Angus has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 62 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Scott Lamond Iv

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

HARRIS WILLIAMS·CRD# 113930
BD
5425 Wisconsin Avenue Suite 600, Chevy Chase, MD 20815
December 1, 2025 - Present
HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC·CRD# 131452
BD
Chevy Chase, MD
January 27, 2015 - January 15, 2026
FIVE X SECURITIES, LLC·CRD# 8193
BD
Oakton, VA
August 20, 2009 - December 23, 2009
B. RILEY SECURITIES, INC.·CRD# 25027
BD
Arlington, VA
November 25, 1996 - September 14, 2005

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Current Firm

HW
HARRIS WILLIAMS

HARRIS WILLIAMS | HARRIS WILLIAMS LLC | HARRIS WILLIAMS ADVISORS, INC. | HARRIS WILLIAMS & CO.

CRD#: 113930 / SEC#: 8-53380
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

1001 Haxall Point 9th Floor, Richmond, VA 23219

Mailing Address

1001 Haxall Point 9th Floor, Richmond, VA 23219

Phone Number

(804) 648-0072

Established

Virginia since 01/01/2006

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (47 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
PNC BANK, NATIONAL ASSOCIATIONPARENT—
BALTIMORE, ROBERT MARTINBOARD MEMBER / CO-CEO4445610
FIELD, ERIC THOMASCHIEF COMPLIANCE OFFICER4708462
HART, JASON EDWARD HEATHFINOP4173982
HART, JASON EDWARD HEATHPRINCIPAL OPERATIONS OFFICER4173982
HART, JASON EDWARD HEATHPRINCIPAL FINANCIAL OFFICER4173982
NEUNER, JOHN IVBOARD MEMBER / CO-CEO4578584
POGGI, PAUL THOMASCHIEF OPERATING OFFICER AND BOARD MEMBER5277661
THOMAS, MICHAEL DUANEBOARD MEMBER2992653
THOMPSON, LEIGH CHASECHIEF LEGAL OFFICER AND SECRETARY OF THE BOARD6534162
VALENTINE, EDWARD WESTCHAIRMAN OF THE BOARD OF MANAGERS2399981
WILLIAMS, JULIE ANNBOARD MEMBER6040587

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(4/10/2026)
RR
Connecticut
(4/10/2026)
RR
Florida
(4/10/2026)
RR
Maryland
(12/1/2025)
RR
Massachusetts
(4/10/2026)
RR
Michigan
(4/10/2026)
RR
New York
(4/10/2026)
RR
North Carolina
(12/1/2025)
RR
Ohio
(4/10/2026)
RR
Pennsylvania
(4/10/2026)
RR
South Carolina
(4/10/2026)
RR
Tennessee
(4/10/2026)
RR
Texas
(4/10/2026)
RR
Virginia
(4/10/2026)
RR
West Virginia
(4/10/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2015About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2015About the Series 7 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Aug 2009About the Series 22 exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Aug 2009
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Angus Scott Lamond IV's CRS (Customer Relationship Summary).

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