AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
Stacy T Baldree

Stacy T. Baldree

STRATEGIC ADVISERS LLC | Vice President, Financial Consultant
MATTHEWS, NC
Some features on this profile are disabled
CRD#: 2683764
Stacy T Baldree

Professional summary

Stacy T Baldree, CFP®, ChFC®, CLU®, who also goes by Stacy Travis Baldree, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Matthews, North Carolina and FIDELITY BROKERAGE SERVICES LLC located in Charlotte, North Carolina.

Stacy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Stacy has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.

Biography

With two decades of financial planning experience, I have partnered with individuals and families to help them create and implement financial plans that align with their highest values around wealth creation, preservation, and transfer.
top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Stacy Travis Baldree

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stacy T Baldree's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

ChFC®

Chartered Financial Consultant

CLU®

Chartered Life Underwriter

Education

Liberty University

Bachelor of Business Administration - Economics

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 4611 Sharon Rd Two Coltsgate, Charlotte, NC 28211-3529
RIA
CRD#: 104555
MATTHEWS, NC
Current

July 6, 2011 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 4611 Sharon Road Two Coltsgate, Charlotte, NC 28211
BD
CRD#: 7784
Charlotte, NC
Past

July 13, 2018 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
CHARLOTTE, NC
Past

July 7, 2011 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
CHARLOTTE, NC
Past

March 7, 2011 - June 16, 2011

TURNING POINT FINANCIAL, INC.

RIA
CRD#: 138008
CHARLOTTE, NC
Past

April 22, 2009 - March 8, 2011

SAPERE WEALTH MANAGEMENT, LLC

RIA
CRD#: 119598
MATTHEWS, NC
Past

April 22, 2009 - November 16, 2010

SAPERE WEALTH CREATION, LLC

BD
CRD#: 121561
MATTHEWS, NC
Past

April 14, 2003 - February 12, 2009

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
CHARLOTTE , NC
Past

March 8, 2001 - February 12, 2009

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
CHARLOTTE, NC
Past

December 5, 2000 - February 28, 2001

PFS INVESTMENTS INC.

BD
CRD#: 10111
DULUTH, GA
Past

August 24, 1998 - January 1, 1999

J.C. BRADFORD & CO.

BD
CRD#: 1287
NEW YORK, NY
Past

November 27, 1995 - June 8, 1998

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/4/2019)
RR
Colorado
(12/11/2024)
RR
Connecticut
(4/23/2020)
RR
Florida
(7/6/2011)
RR
Georgia
(3/1/2024)
RR
Illinois
(4/23/2020)
RR
Indiana
(9/9/2022)
RR
Kentucky
(10/8/2021)
RR
Maryland
(2/4/2025)
RR
Minnesota
(1/6/2025)
RR
Nevada
(1/4/2019)
RR
New Jersey
(2/4/2025)
RR
New York
(4/23/2020)
RR
North Carolina
(7/6/2011)
IAR
North Carolina
(3/31/2025)
RR
Ohio
(1/7/2019)
RR
Pennsylvania
(5/6/2022)
RR
Puerto Rico
(4/9/2021)
RR
South Carolina
(7/6/2011)
RR
Tennessee
(8/8/2020)
RR
Texas
(1/5/2018)
IAR
Texas
(3/31/2025)
RR
Utah
(1/4/2025)
RR
Virginia
(7/6/2011)
RR
West Virginia
(1/4/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/22/2002
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 11/28/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/22/1996
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 11/24/1995
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 9/20/2013
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 11/7/2012
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)
FIDELITY STRATEGIC DISCIPLINES (11/10/2025)
FIDELITY WEALTH SERVICES (9/10/2025)
STRATEGIC ADVISERS LLC (9/10/2025)
FIDELITY MANAGED FIDFOLIOS (3/31/2025)
FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)
FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,486,631
AUM (Assets Under Management)$ 1,067,664,605,590

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/24/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC ADVISERS LLC

Vice President, Financial ConsultantCRD#: 104555Matthews, NC

TRUST BUT VERIFY

Monitor Stacy Baldree

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics