Dennis M. Newman
Professional summary
Dennis Michael Newman JR is a registered financial professional currently at FIRST BROKERS SECURITIES LLC located in Jersey City, New Jersey.
Dennis is registered as a RR (Registered Representative) and started their career in finance in 1995. Dennis has worked at 2 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dennis Michael Newman JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 3, 1999 - Present
FIRST BROKERS SECURITIES LLC
Office #1: Harborside 5 185 Hudson Street, Suite 1500, Jersey City, NJ 07311Office #2: Harborside 5 185 Hudson Street, Suite 1500, Jersey City, NJ 07311November 16, 1995 - April 28, 1999
TP ICAP GLOBAL MARKETS AMERICAS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/27/2003)
(5/3/1999)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 7/18/2013
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
FIRST BROKERS SECURITIES LLC
CRD#: 27369 / SEC#: , 8-43035
Contact information
FINRA licenses (7 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
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