Paulette E. Henry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paulette Eunetta Henry was a registered financial professional .
Paulette is a previously registered financial professional and started their career in finance in 1995. Paulette had worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 2000 - April 4, 2025
VOYA FINANCIAL PARTNERS, LLC
November 26, 1996 - September 27, 2000
MUTUAL OF AMERICA SECURITIES LLC
November 29, 1995 - September 27, 2000
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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