Robert A. Mastropaolo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Anthony Mastropaolo was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1995. Robert had worked at 7 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2011 - October 9, 2012
LEGEND TRADING, LLC
July 10, 2006 - November 5, 2008
CNR SECURITIES, LLC
August 9, 2004 - August 8, 2006
THE PRO-ACTIVE EQUITIES GROUP, INC.
March 2, 2002 - August 6, 2002
LIGHTSPEED PROFESSIONAL TRADING LLC
February 26, 1999 - March 5, 2002
JOSEPH GUNNAR & CO. LLC
October 29, 1996 - March 5, 1999
WINDSOR STREET CAPITAL, LP
December 20, 1995 - November 1, 1996
INSTITUTIONAL EQUITY CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 4/12/2002
Limited Representative-Equity Trader ExamCurrent Firm
LEGEND TRADING, LLC
CRD#: 150567 / SEC#: , 8-68269
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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