Dana B. Esta
Professional summary
Dana Britt Esta, who also goes by Dana B Bodtker, Dana Britt Bodtker, is a registered financial professional currently at BTIG, LLC located in San Francisco, California and BAYRIDGE SECURITIES, LLC located in San Francisco, California.
Dana is registered as a RR (Registered Representative) and started their career in finance in 1996. Dana has worked at 7 firms and has passed the SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dana Britt Esta's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 7, 2007 - Present
BTIG, LLC
Office #1: 350 Bush Street 9th Floor, San Francisco, CA 94104June 3, 2011 - Present
BAYRIDGE SECURITIES, LLC
Office #1: 350 Bush St 9th Floor, San Francisco, CA 94104January 25, 2006 - January 25, 2007
CITIZENS JMP SECURITIES, LLC
January 6, 2004 - March 18, 2004
KNIGHT CAPITAL AMERICAS, L.P.
September 1, 1998 - September 17, 2002
ROBERTSON STEPHENS, INC.
October 1, 1997 - September 1, 1998
BANCAMERICA SECURITIES, INC.
November 20, 1996 - October 1, 1997
ROBERTSON, STEPHENS & COMPANY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
BAYRIDGE SECURITIES, LLC
CRD#: 155765 / SEC#: , 8-68739
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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