Timothy J. Young
Professional summary
Timothy James Young is a registered financial professional currently at PUMA CAPITAL, LLC located in Rye, New York.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 1996. Timothy has worked at 7 firms and has passed the Series 63, Series 7TO, Series 57TO, SIE, Series 55, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy James Young's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 24, 2015 - Present
PUMA CAPITAL, LLC
Office #1: 555 Theodore Fremd Avenue Suite C204, Rye, NY 10580January 3, 2006 - June 22, 2015
BUCKLEY & YOUNG, LLC
October 6, 2005 - June 22, 2015
LEK SECURITIES CORPORATION
May 12, 2005 - August 30, 2005
RAYMOND C. FORBES & CO., INC.
October 16, 2003 - March 28, 2006
WILLIAM J. BUCKLEY ASSOCIATES, INC.
March 14, 1996 - July 10, 1996
WOLFE & HURST BOND BROKERS INC.
January 1, 1996 - February 15, 1996
PRIME CHARTER LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/25/2015)
(6/25/2015)
(7/21/2015)
(7/3/2015)
(7/15/2015)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/15/2015
Limited Representative-Equity Trader ExamCboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
NYSE Arca, Inc.
Nasdaq Stock Market
Current Firm
PUMA CAPITAL, LLC
CRD#: 146744 / SEC#: , 8-67849
Contact information
FINRA licenses (15 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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