Stephen J. Masiello
Professional summary
Stephen John Masiello, who also goes by Stephen J Masiello, is a registered financial professional currently at UMERGENCE LLC located in Plantsville, Connecticut.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1995. Stephen has worked at 8 firms and has passed the Series 63, Series 65, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen John Masiello's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 30, 2020 - Present
UMERGENCE LLC
Office #1: 1006 S. Main St., Plantsville, CT 06479July 20, 2019 - June 30, 2020
RACE ROCK CAPITAL LLC
March 20, 2017 - July 12, 2019
INNOVATION PARTNERS LLC
January 9, 2015 - March 17, 2017
YOSEMITE EXECUTION PARTNERS INC.
September 17, 2009 - June 11, 2010
PINNACLE TRUST PARTNERS, LLC
January 5, 2006 - December 8, 2014
PTP SECURITIES, LLC
July 13, 2005 - December 21, 2005
JEROME P. GREENE & ASSOCIATES, LLC
September 17, 1995 - December 17, 2004
FREEDOM CAPITAL MANAGEMENT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/22/2020)
(8/21/2020)
(9/15/2020)
(9/11/2020)
(8/20/2020)
(9/3/2020)
(7/30/2020)
(10/21/2020)
(8/25/2020)
(8/20/2020)
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(9/14/2020)
(9/9/2020)
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(9/22/2020)
(9/9/2020)
(9/29/2020)
(8/20/2020)
(8/20/2020)
(9/11/2020)
(8/20/2020)
(7/30/2020)
(9/3/2020)
(8/20/2020)
(8/20/2020)
(9/10/2020)
(9/9/2020)
(8/20/2020)
(10/8/2020)
(10/2/2020)
(9/9/2020)
(9/4/2020)
(8/20/2020)
(8/20/2020)
(9/9/2020)
(8/20/2020)
(9/14/2020)
(10/1/2020)
(8/20/2020)
(10/5/2020)
(9/9/2020)
(8/20/2020)
(9/9/2020)
(9/23/2020)
(8/31/2020)
(9/9/2020)
(9/18/2020)
(8/24/2020)
(10/7/2020)
(9/9/2020)
(8/20/2020)
(8/28/2020)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
UMERGENCE LLC
CRD#: 284368 / SEC#: , 8-69801
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
