Teresa J. Martz
Professional summary
Teresa J. Martz, who also goes by Teresa Cross Pallone, is a registered financial professional currently at LASALLE ST SECURITIES, L.L.C. located in Noblesville, Indiana.
Teresa is registered as a RR (Registered Representative) and started their career in finance in 2001. Teresa has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Teresa J. Martz's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 17, 1995 - Present
LASALLE ST SECURITIES, L.L.C.
Office #1: 978 Conner St., Noblesville, IN 46060January 31, 2001 - December 31, 2011
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/13/2023)
(8/5/2019)
(2/21/2018)
(8/8/2013)
(12/1/1995)
(8/9/2016)
(1/2/2009)
(9/27/2012)
(6/3/2022)
(4/19/2022)
Exams
FINRA
Current Firm
LASALLE ST SECURITIES, L.L.C.
CRD#: 7191 / SEC#: , 8-18860
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 15 |
| Arbitration | 4 |
| Bond | 1 |
Red Flags
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