Jodi L. Ruffino
Professional summary
Jodi L Ruffino, who also goes by Jodi Lynn Green, Jodi Lynn Rieger, Jodi L Ruffino, Jodi Lynn Ruffino, Jodi Ruffino, is a registered financial professional currently at PRINCIPAL SECURITIES, INC. located in Naperville, Illinois and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Naperville,, Illinois.
Jodi is registered as a RR (Registered Representative) and started their career in finance in 1997. Jodi has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jodi L Ruffino's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 2, 2019 - Present
PRINCIPAL SECURITIES, INC.
Office #1: 507 Fairway Dr Ste 143, Naperville, IL 60563July 8, 2026 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 507 Fairway Drive, Suite 143, Naperville,, IL 60563July 23, 2019 - September 5, 2019
MORGAN STANLEY
April 23, 2001 - June 10, 2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED
November 24, 1997 - March 27, 2001
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/2/2019)
Exams
FINRA
Current Firm
CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD#: 39543 / SEC#: , 8-48740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAMBRIDGE INVESTMENT GROUP, INC. | SHAREHOLDER/HOLDING COMPANY | |
| BELL, COLLEEN MCGUIRE | PRESIDENT INNOVATION AND EXPERIENCE; DIRECTOR | 5077188 |
| BOEN, RYAN | EVP, CHIEF FINANCIAL OFFICER/FINOP, PRINCIPAL OPERATIONS OFFICER | 7842316 |
| KUHLMAN, RICHARD HENRY | SVP, CHIEF LEGAL OFFICER | 7076563 |
| MILLER, SETH AARON | PRESIDENT ADVOCACY & ADMINISTRATION; GENERAL COUNSEL; DIRECTOR | 5495508 |
| ROBBINS, TAMMY ANN | EXECUTIVE VICE PRESIDENT/CHIEF BUSINESS DEVELOPMENT OFFICER | 3125668 |
| ROLLINS, EDDIE THOMAS | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR - BRIDGEPORT | 1523500 |
| SHAFER, ANDREA LYNN | EVP, CHIEF SUPERVISION OFFICER | 5448499 |
| STONE, CARLA JEAN | FIRST VICE PRESIDENT, FINANCE/CHIEF ACCOUNTING OFFICER | 3193985 |
| TURNER, GREGORY WALTER | EVP, CONSULTING SERVICES | 3144311 |
| VEST, VALARIE KNOBLOCK | EVP, CHIEF EXPERIENCE OFFICER | 3074142 |
| VIVACQUA, JEFFREY FRANCIS | PRESIDENT GROWTH AND DEVELOPMENT; DIRECTOR | 2608892 |
| WEBBER, AMY LYNN | CEO, SECRETARY; DIRECTOR | 1812670 |
| YOUHN, STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER | 1414691 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 4 |
Red Flags
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