KK
Kim L. Kenawell
AVANTRA FAMILY WEALTH
Mechanicsburg, PA 17050
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CRD#: 2681649
KK
Professional summary
Kim Lee Kenawell, who also goes by Kim Lee Kenawell-hoffecker, is a registered financial advisor currently at AVANTRA FAMILY WEALTH, INC. located in Mechanicsburg, Pennsylvania and PURSHE KAPLAN STERLING INVESTMENTS located in Mechanicsburg, Pennsylvania.
Kim is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Kim has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 9 and Series 10 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kim Lee Kenawell-Hoffecker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) PKSF; INVESTMENT RELATED; 100 STERLING PARKWAY, SUITE 107, MECHANICSBURG, PA 17050; FIXED INSURANCE; AGENT; 07/2017; 100 HOURS/MONTH; 100 HOURS/MONTH DURING SECURITIES TRADING; OFFER FIXED INSURANCE. 2) Emergency Health Services Federation; Not investment related; 722 Limekiln Road, New Cumberland, PA 17070; Non-Profit-EMS Counsel; Behavioral Health Section Chief - South Central PA Medical Reserve Corps; 02/2020; 20 hrs/mo; 0 hrs during trading; Write and maintain behavioral health team policies for the public health division of the EHSF MRC. Act as a unit leader and coordinate trainings for volunteer members of MRC. 3) Lower Allen Township Public Safety; Not Investment Related; 2233 Gettysburg Road, Camp Hill, PA 17011; Emergency Medical Service; Emergency Medical Technician; 09/2022; 24 Hrs/Mo; 0 Hrs during trading; EMT for an EMS service. Work every other Saturday and occasionally fill in evening shifts when needed by the agency. 4) Wevodau Dance Center; Not Investment Related; 4830 Carlisle Pke, D5-D6-D7, Mechanicsburg, PA 17050; Dance Studio; CEO; 07/2018; 10hrs/Mo; 1 hr during trading; CEO of dance studio. 5) Rental Properties. Not Investment Related. At Reported Addresses. Rental Properties. Owner. 8/2019. 0 Hrs/Mo; 0 During Trading Hours. Owner of Residence for Mother and Sister. 6) Moreland Court HOA. Not Investment Related. PO Box 1484, Mechanicsburg, PA 17050. HOA. President. 1/2020. 5 Hrs/Mo; 0 Hrs During Trading Hours. Manage Properties. 7) Collaborative Professionals of Central PA. Not Investment Related. 220 Skyline Dr, Mechanicsburg, PA 17050. Divorce Services. President. 12/2018. 2 Hrs/Mo; 2 Hrs/Mo During Trading Hours. Group provides multi-faceted support to help families navigate the challenges of divorce. 8) South Central PA CISM Team. Not Investment Related. 120 Davies Drive, York, PA 17402. Civic Organization. Senior Peer / Executive Team Member. 1/2001. Varied Hrs/Mo; Varied During Trading Hours. Critical Incident Stress Management Team supporting emergency responders. 9) Avantra Family Wealth. Investment Related. At Registered Location. RIA. Founding Partner / Senior Family Wealth Advisor. 7/2017. 200 Hrs/Mo; All During Trading Hours. Investment Advisory Activities. 10) Cumberland Valley School District Eagle Foundation. Not Investment Related. 6746 Carlisle Pike, Mechanicsburg, PA 17050. Charitable Foundation. Member. 1 Hrs/Mo; All During Trading Hours. Supplement the Academic, Cultural, Athletic, and activity programs of the School District. 11) Cumberland County Department of Public Safety - Team 1000. Not Investment Related. 1 Public Safety Drive, Carlisle, PA 17015. County Critical Incident Team. Executive Team, Peer. 1/2018. 3 Hrs/Mo; 0 Hrs During Trading Hours. Act as a trauma peer for emergency services workers involved in critical incidents. 12) Pennsylvania Alliance of Collaborative Professionals; Not investment-related; 256 Eagleview Blvd, Ste 329, Exton, PA 19341; Collaborative Law Group; Secretary; 11/20/2024; 2 Hrs/Mo; 2 Hrs During Trading Hours; Secretary for state wide collaborative divorce working group.
CRS (Client Relationship Summary) - RIA
Click below to view Kim Lee Kenawell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 28, 2017 - Present
AVANTRA FAMILY WEALTH, INC.
Office #1: 100 Sterling Parkway Suite 107, Mechanicsburg, PA 17050RIA
CRD#: 288209
Mechanicsburg, PA
Current
July 28, 2017 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 100 Sterling Parkway Suite 107, Mechanicsburg, PA 17050BD
CRD#: 35747
Mechanicsburg, PA
Past
June 17, 1999 - August 2, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
CAMP HILL, PA
Past
October 10, 1996 - August 2, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
CAMP HILL, PA
Past
June 27, 1996 - October 16, 1996
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
AVANTRA FAMILY WEALTH, INC.
5 POINTS FAMILY WEALTH | AVANTRA FAMILY WEALTH, INC. | AVANTRA FAMILY WEALTH LLC | 5 POINTS FAMILY WEALTH, LLC
CRD#: 288209 / SEC#: 801-113234
RIA
Registered Investment Advisory firm - (5/17/2018 Approved)Pennsylvania
Registered Investment Advisory firm - (6/6/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/19/2021)
RR
Florida(10/19/2021)
RR
Illinois(10/19/2021)
RR
Minnesota(11/1/2017)
RR
New York(10/19/2021)
RR
North Carolina(9/20/2023)
RR
North Dakota(10/19/2021)
RR
Ohio(10/20/2021)
RR
Oregon(10/19/2021)
RR
Pennsylvania(7/28/2017)
IAR
Pennsylvania(7/28/2017)
RR
Utah(10/19/2021)
RR
Virginia(10/19/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AF
AVANTRA FAMILY WEALTH, INC.
5 POINTS FAMILY WEALTH | AVANTRA FAMILY WEALTH, INC. | AVANTRA FAMILY WEALTH LLC | 5 POINTS FAMILY WEALTH, LLC
CRD#: 288209 / SEC#: 801-113234
RIA
Registered Investment Advisory firm - (5/17/2018 Approved)Pennsylvania
Registered Investment Advisory firm - (6/6/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 Sterling Parkway Suite 107, Mechanicsburg, PA 17050
Mailing Address
Phone number
(717) 276-1501
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 990 |
| AUM (Assets Under Management) | $ 194,360,783 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AVANTRA FAMILY WEALTH, INC.
CRD#: 288209Mechanicsburg, PA 17050TRUST BUT VERIFY
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Contact information
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