SB

Stephen J. Burke

CAVU SECURITIES
RED BANK, NJ 07701
Some features on this profile are disabled
CRD#: 2681302
SB

Professional summary


Stephen Joseph Burke is a registered financial professional currently at CAVU SECURITIES LLC located in Red Bank, New Jersey.

Stephen is registered as a RR (Registered Representative) and started their career in finance in 1996. Stephen has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - BD


Click below to view Stephen Joseph Burke's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 6, 2013 - Present

CAVU SECURITIES LLC

Office #1: 331 Newman Springs Rd Suite 320, Red Bank, NJ 07701Office #2: 331 Newman Springs Rd Suite 320, Red Bank, NJ 07701
BD
CRD#: 6906
RED BANK, NJ
Past

December 19, 2005 - June 18, 2013

CDK FINANCIAL SERVICES, LLC

BD
CRD#: 124333
NEW YORK, NY
Past

June 27, 2003 - November 23, 2005

GLOBAL EQUITY HOLDINGS, LLC

BD
CRD#: 111348
LEBANON, NJ
Past

December 6, 1996 - March 3, 1997

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/4/2016)
RR
Arizona
(1/4/2016)
RR
California
(1/4/2016)
RR
Colorado
(1/4/2016)
RR
Connecticut
(1/4/2016)
RR
Delaware
(3/30/2019)
RR
District of Columbia
(3/30/2019)
RR
Florida
(1/4/2016)
RR
Georgia
(1/4/2016)
RR
Hawaii
(3/17/2020)
RR
Idaho
(8/28/2019)
RR
Illinois
(1/27/2016)
RR
Indiana
(8/16/2021)
RR
Iowa
(8/28/2019)
RR
Kentucky
(1/27/2016)
RR
Louisiana
(3/30/2019)
RR
Maine
(2/17/2021)
RR
Maryland
(3/30/2019)
RR
Massachusetts
(2/11/2021)
RR
Mississippi
(8/29/2019)
RR
Missouri
(1/4/2016)
RR
Nebraska
(3/19/2020)
RR
Nevada
(1/4/2016)
RR
New Hampshire
(1/4/2016)
RR
New Jersey
(1/4/2016)
RR
New York
(9/6/2013)
RR
North Carolina
(3/30/2019)
RR
Ohio
(4/1/2019)
RR
Oklahoma
(8/28/2019)
RR
Oregon
(1/28/2016)
RR
Pennsylvania
(1/4/2016)
RR
Rhode Island
(1/4/2016)
RR
South Carolina
(3/30/2019)
RR
South Dakota
(8/28/2019)
RR
Texas
(3/30/2019)
RR
Utah
(1/4/2016)
RR
Vermont
(3/9/2020)
RR
Virginia
(1/28/2016)
RR
Washington
(1/27/2016)
RR
West Virginia
(3/25/2020)
RR
Wisconsin
(3/30/2019)

Exams


State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


CS
CAVU SECURITIES LLC
CAVU SECURITIES LLC | POINT CAPITAL MARKETS, LLC | POINT CAPITAL MARKETS, INC. | JOHN M. CUNNINGHAM INC. | JOHN M, CUNNINGHAM, INC

CRD#: 6906 / SEC#: , 8-18428

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
777 Third Avenue Suite 2102, New York, NY 10017
Mailing Address
777 Third Avenue Suite 2102, New York, NY 10017
Phone number
(212) 916-3840
Established
Delaware since 08/02/2010
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Direct owners and executive officers


NamePositionCRD#
GPAR HOLDINGS I, LLCSHAREHOLDER
FLORIDA CAVU, LLCSHAREHOLDER
LOHWATER, KARL WILLEMFINANCIAL AND OPERATIONS PRINCIPAL2684561
MEDINA, NICOLAS ETTORECHIEF COMPLIANCE OFFICER2413385
PARSONS, GREGORY ALLENPRESIDENT, CEO,3148868

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CAVU SECURITIES LLC

CRD#: 6906Red Bank, NJ 07701

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