Richard J. Unger
Professional summary
Richard Jay Unger, who also goes by Richard Unger, is a registered financial professional currently at PENTEGRA DISTRIBUTORS INC. located in Shelton, Connecticut.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1996. Richard has worked at 4 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Jay Unger's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 25, 2021 - Present
PENTEGRA DISTRIBUTORS INC.
Office #1: 2 Enterprise Drive Suite 408, Shelton, CT 06484February 26, 2020 - June 10, 2020
EQUITABLE ADVISORS, LLC
November 5, 1996 - December 9, 2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
August 5, 1996 - September 13, 1996
METROPOLITAN LIFE INSURANCE COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
(1/25/2021)
Exams
FINRA
Current Firm
PENTEGRA DISTRIBUTORS INC.
CRD#: 26249 / SEC#: , 8-42445
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
PENTEGRA DISTRIBUTORS INC.
CRD#: 26249Shelton, CT 06484TRUST BUT VERIFY
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