Elizabeth A. Armstrong

CETERA INVESTMENT ADVISERS LLC

WALLA WALLA, WA

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CRD#: 2680556

Professional summary

Elizabeth Adams Armstrong, who also goes by Elizabeth Louise Adams, Elizabeth Louise Adamsarmstrong, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Walla Walla, Washington and CETERA ADVISORS LLC located in Walla Walla, Washington.

Elizabeth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Elizabeth has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 62 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Elizabeth Louise Adams | Elizabeth Louise Adamsarmstrong

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 2012; APX NUMBER OF HOURS PER WEEK: 4 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS ANNUITIES ; 2) NAME OF OTHER BUSINESS: PEO SISTERHOOD, CHAPTER X ; INVESTMENT RELATED: NO ; ADDRESS: 3700 GRAND AVE, DES MOINES, IA 50312 ; NATURE OF BUSINESS: PHILANTHROPIC ORGANIZATION ; START DATE: 02/2019 ; POSITION/TITLE/RELATIONSHIP: CHAPTER MEMBER ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: SERVE ON EDUCATION COMMITTEE ;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Adams Armstrong's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 21, 2024 - Present

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

WALLA WALLA, WA

Current

February 28, 2012 - Present

CETERA ADVISORS LLC

CRD#: 10299

WALLA WALLA, WA

Past

February 28, 2012 - March 21, 2024

CETERA ADVISORS LLC

RIA

CRD#: 10299

KENNEWICK, WA

Past

January 20, 2010 - February 28, 2012

PACIFIC WEST SECURITIES, INC.

CRD#: 6390

RENTON, WA

Past

January 5, 2010 - February 28, 2012

PACIFIC WEST FINANCIAL CONSULTANTS INC

RIA

CRD#: 108728

RENTON, WA

Past

September 2, 2004 - December 31, 2009

PACIFIC WEST FINANCIAL CONSULTANTS INC

RIA

CRD#: 108728

BEAVERTON, OR

Past

December 15, 2003 - December 31, 2009

PACIFIC WEST SECURITIES, INC.

CRD#: 6390

RENTON, WA

Past

September 20, 1996 - December 15, 2003

METROPOLITAN INVESTMENT SECURITIES, INC.

CRD#: 14146

SPOKANE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(2/28/2012)

Colorado
(2/28/2012)

Idaho
(2/28/2012)

Oregon
(2/28/2012)

Washington
(2/28/2012)

IAR

Washington
(3/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/19/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/16/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/29/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/25/1996

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 62

Date: 9/19/1996

Corporate Securities Limited Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Elizabeth A. Armstrong

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Adams Armstrong's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA ADVISORS LLC

CETERA ADVISORS LLC

PACIFIC WEST SECURITIES, INC.

PACIFIC WEST FINANCIAL CONSULTANTS INC

PACIFIC WEST FINANCIAL CONSULTANTS INC

PACIFIC WEST SECURITIES, INC.

METROPOLITAN INVESTMENT SECURITIES, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/19/2004

Series 63

Date: 8/16/1996

SIE

Date: 10/1/2018

Series 7

Date: 10/29/1998

Series 6

Date: 9/25/1996

Series 62

Date: 9/19/1996

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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