JL
Jonpaul A. Lauria
J.W. KORTH & COMPANY
Coral Gables, FL 33146
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CRD#: 2680455
JL
Professional summary
Jonpaul August Lauria is a registered financial professional currently at J.W. KORTH & COMPANY located in Coral Gables, Florida.
Jonpaul is registered as a RR (Registered Representative) and started their career in finance in 1995. Jonpaul has worked at 12 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jonpaul August Lauria's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2020 - Present
J.W. KORTH & COMPANY
Office #1: 135 San Lorenzo Avenue Suite 600, Coral Gables, FL 33146RIA
BD
CRD#: 26455
Coral Gables, FL
Past
November 28, 2018 - March 18, 2020
ZEUS FINANCIAL, LLC
BD
CRD#: 18192
BOCA RATON, FL
Past
February 7, 2018 - November 1, 2018
CG CAPITAL MARKETS, LLC
BD
CRD#: 35513
Boca Raton, FL
Past
May 26, 2015 - February 6, 2017
J.W. KORTH & COMPANY
BD
CRD#: 26455
Delray Beach, FL
Past
January 31, 2014 - June 2, 2015
COHEN & COMPANY SECURITIES, LLC
BD
CRD#: 149758
BOCA RATON, FL
Past
June 12, 2001 - January 31, 2014
JVB FINANCIAL GROUP, LLC
BD
CRD#: 104412
BOCA RATON, FL
Past
December 4, 2000 - July 2, 2001
INTL CUSTODY & CLEARING SOLUTIONS INC.
BD
CRD#: 23952
BIRMINGHAM, AL
Past
June 18, 1998 - November 17, 2000
JOSEPH CHARLES & ASSOC., INC.
BD
CRD#: 3949
BOCA RATON, FL
Past
February 25, 1998 - June 15, 1998
ACCESS FINANCIAL GROUP, INC.
BD
CRD#: 33065
CHICAGO, IL
Past
June 16, 1997 - March 3, 1998
ROYAL HUTTON SECURITIES CORP.
BD
CRD#: 14489
NEW YORK, NY
Past
June 12, 1996 - July 18, 1997
INVESTORS ASSOCIATES, INC.
BD
CRD#: 958
HACKENSACK, NJ
Past
March 27, 1996 - April 26, 1996
ROYAL PALM INVESTMENTS, LTD.
BD
CRD#: 28761
GREEN ACRES, FL
Past
November 29, 1995 - April 18, 1996
THE HERITAGE GROUP, INC.
BD
CRD#: 24906
SAN FRANCISCO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JK
J.W. KORTH & COMPANY
J W KORTH & COMPANY | J.W. KORTH AND COMPANY | J.W. KORTH & COMPANY, LIMITED PARTNERSHIP | J.W. KORTH & COMPANY
CRD#: 26455 / SEC#: 801-85185, 8-42712
RIA
Registered Investment Advisory firm - SEC (3/13/2015 Approved)Florida
Registered Investment Advisory firm - SEC (12/31/2018 Terminated)Maryland
Registered Investment Advisory firm - SEC (4/8/2014 Terminated)Michigan
Registered Investment Advisory firm - SEC (8/7/2018 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(7/13/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JK
J.W. KORTH & COMPANY
J W KORTH & COMPANY | J.W. KORTH AND COMPANY | J.W. KORTH & COMPANY, LIMITED PARTNERSHIP | J.W. KORTH & COMPANY
CRD#: 26455 / SEC#: 801-85185, 8-42712
RIA
Registered Investment Advisory firm - SEC (3/13/2015 Approved)Florida
Registered Investment Advisory firm - SEC (12/31/2018 Terminated)Maryland
Registered Investment Advisory firm - SEC (4/8/2014 Terminated)Michigan
Registered Investment Advisory firm - SEC (8/7/2018 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
6500 Centurion Drive Suite 250, Lansing, MI 48917
Mailing Address
6500 Centurion Drive Suite 250, Lansing, MI 48917
Phone number
(517) 333-4512
Established
Michigan since 03/16/1990
Firm type
Partnership
Fiscal year end
December
Firm Size
Small
# of Employees
20
SEC notice filing (2 States and Territories)
FINRA licenses (23 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| J W KORTH LLC | GENERAL PARTNER | |
| KORTH DIRECT MORTGAGE INC | SOLE MEMBER OF J W KORTH LLC, THE GENERAL PARTNER OF J W KORTH | |
| GIBBONS, MICHAEL LOUIS | CCO | 4416942 |
| HIPP, PAMELA JEAN | MANAGING DIRECTOR, FIXED INCOME TRADING | 2783224 |
| KORTH, JAMES WILDER | MANAGING PARTNER | 1091113 |
| MACDONALD-KORTH, HOLLY CHRISTINA | FINOP, MANAGING DIRECTOR | 5270817 |
Regulatory assets under management
| Total Number of Accounts | 14 |
| AUM (Assets Under Management) | $ 225,625,781 |
Disclosures
| Regulatory Event | 6 |
| Civil Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
J.W. KORTH & COMPANY
CRD#: 26455Coral Gables, FL 33146TRUST BUT VERIFY
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