Weston M. Blosser

CETERA INVESTMENT ADVISERS LLC

Fort Wayne, IN 46825

Some features on this profile are disabled

CRD#: 2680157

Professional summary

Weston Mathew Blosser, who also goes by Wes Blosser, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Fort Wayne, Indiana and CETERA ADVISORS LLC located in Greenwood Village, Colorado.

Weston is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Weston has worked at 11 firms and has passed the Series 65, Series 66, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53, Series 24, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Wes Blosser

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Weston Mathew Blosser's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 21, 2024 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 1033 Brittany Place, Fort Wayne, IN 46825

RIA

CRD#: 105644

Fort Wayne, IN

Current

November 3, 2017 - Present

CETERA ADVISORS LLC

Office #1: 5299 Dtc Blvd #800, Greenwood Village, CO 80111

CRD#: 10299

Greenwood Village, CO

Past

June 12, 2018 - December 3, 2019

SUMMIT BROKERAGE SERVICES, INC.

CRD#: 34643

DENVER, CO

Past

November 3, 2017 - March 21, 2024

CETERA ADVISORS LLC

RIA

CRD#: 10299

GREENWOOD VILLAGE, IL

Past

October 27, 2014 - September 15, 2017

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

LONE TREE, CO

Past

June 23, 2014 - September 15, 2017

CHARLES SCHWAB & CO., INC.

CRD#: 5393

LONE TREE, CO

Past

January 22, 2010 - June 4, 2014

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

January 5, 2009 - August 3, 2009

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MINNEAPOLIS, MN

Past

March 15, 2006 - February 25, 2008

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

November 4, 2004 - December 16, 2004

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

April 11, 2002 - September 13, 2004

ICON DISTRIBUTORS, INC.

CRD#: 28568

GREENWOOD VILLAGE, CO

Past

November 17, 2000 - November 7, 2001

FOUNDERS ASSET MANAGEMENT LLC

CRD#: 44645

DENVER, CO

Past

September 12, 1996 - November 10, 2000

JANUS HENDERSON DISTRIBUTORS US LLC

CRD#: 28832

DENVER, CO

Past

November 10, 1995 - December 20, 1995

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/3/2017)

Alaska
(11/3/2017)

Arizona
(11/3/2017)

Arkansas
(11/3/2017)

California
(11/3/2017)

Colorado
(11/3/2017)

IAR

Colorado
(3/21/2024)

Connecticut
(11/3/2017)

Delaware
(11/3/2017)

District of Columbia
(11/3/2017)

Florida
(11/3/2017)

Georgia
(11/3/2017)

Hawaii
(11/3/2017)

Idaho
(11/3/2017)

Illinois
(11/3/2017)

Indiana
(11/3/2017)

IAR

Indiana
(3/21/2024)

Iowa
(11/3/2017)

Kansas
(11/3/2017)

Kentucky
(11/3/2017)

Louisiana
(11/3/2017)

Maine
(11/3/2017)

Maryland
(11/3/2017)

Massachusetts
(11/3/2017)

Michigan
(11/3/2017)

Minnesota
(11/3/2017)

Mississippi
(11/3/2017)

Missouri
(11/3/2017)

Montana
(11/3/2017)

Nebraska
(11/3/2017)

Nevada
(11/3/2017)

New Hampshire
(11/3/2017)

New Jersey
(11/3/2017)

New Mexico
(11/3/2017)

New York
(11/3/2017)

North Carolina
(11/3/2017)

North Dakota
(11/3/2017)

Ohio
(11/3/2017)

Oklahoma
(11/3/2017)

Oregon
(11/3/2017)

Pennsylvania
(11/3/2017)

Puerto Rico
(11/3/2017)

Rhode Island
(11/3/2017)

South Carolina
(11/3/2017)

South Dakota
(11/3/2017)

Tennessee
(11/3/2017)

Texas
(11/3/2017)

IAR

Texas
(3/21/2024)

Utah
(11/3/2017)

Vermont
(11/3/2017)

Virgin Islands
(11/3/2017)

Virginia
(11/3/2017)

Washington
(11/3/2017)

West Virginia
(11/3/2017)

Wisconsin
(11/3/2017)

Wyoming
(11/3/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/27/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 4/22/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/11/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/22/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/9/1995

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 53

Date: 12/17/2018

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/16/2010

General Securities Principal Examination

Principal/Supervisory Exam

Series 10

Date: 3/25/2009

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 1/26/2009

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Maximilian Soares

J.P. MORGAN SECURITIES LLC

San Francisco, CA

Richard Stumpf

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

IAR

Wichita, KS

Zackary Royce

FALCON WEALTH PLANNING, INC.

IAR

ONTARIO, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Weston M. Blosser

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Weston Mathew Blosser's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA ADVISORS LLC

SUMMIT BROKERAGE SERVICES, INC.

CETERA ADVISORS LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

AMERIPRISE FINANCIAL SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

QUASAR DISTRIBUTORS, LLC

QUASAR DISTRIBUTORS, LLC

ICON DISTRIBUTORS, INC.

FOUNDERS ASSET MANAGEMENT LLC

JANUS HENDERSON DISTRIBUTORS US LLC

MONY SECURITIES CORPORATION

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/27/2014

Series 66

Date: 4/22/2009

Series 63

Date: 12/11/1995

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 5/22/2003

Series 6

Date: 11/9/1995

Series 53

Date: 12/17/2018

Series 24

Date: 3/16/2010

Series 10

Date: 3/25/2009

Series 9

Date: 1/26/2009

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

Similar Advisors