AD
Anthony J. Dipietro
VOYA FINANCIAL ADVISORS
Clementon, NJ 08021
Some features on this profile are disabled
CRD#: 2680046
AD
Professional summary
Anthony John Dipietro, who also goes by Anthony Dipietro, is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Clementon, New Jersey.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Anthony has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 55 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Anthony Dipietro
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY:GALLOWAY TOWNSHIP; No; 300 JIMMIE LEEDS RD; GALLOWAY; NJ; 08205; COUNCIL MEMBER, MAYOR, DEPUTY MAYOR; COUNCILMAN; 1/1/2016; 4; 0; ADOPT ORDINANCE AND RESOLUTIONS, MAKE APPOINTMENTS, ADOPT A BUDGET AND AUTHORIZE EXPENDITURES, AND PROVIDE OVERSIGHT OF TOWNSHIP ADMINISTRATION.| NAME OF ENTITY:TONY DIPIETRO-PHOTOGRAPHER; No; 1 CLIPPER CT; SMITHVILLE; NJ; 8205; PHOTOGRAPHY SERVICES; OWNER; 1/1/2006; 4; 0; PHOTOGRAPHY SERVICES/SPECIAL EVENTS|NAME OF ENTITY: Independent Insurance Agent; Yes; 2251 NJ Route 50; Tuckahoe; NJ; 08250; Fixed Insurance Sales; Independent Insurance Agent; 6/30/2018; 5; 3; Sale of fixed insurance products| NAME OF ENTITY:High Point Brokerage; No; 581 Main St.; Woodbridge; NJ; 07095; FIXED INSURANCE SALES; Property and Casualty Insurance Referrer/Sales; 2/1/2020; 3; 0; Refer prospects to Plymouth Rock website and phone lines for free automobile insurance quotes and/or sell property and casualty insurance when applicable| NAME OF ENTITY:Self Contributing Author; Yes; 1 Clipper Ct; Galloway; NJ; 08205; Contributing author to a book on responsible money management; Contributing Author; 10/14/2021; 5; 0; Addressing investments, importance of diversification, and ways to earn more through strong work ethic.| ASSUMPTION REGIONAL CATHOLIC SCHOOL POSITION: Advisory Board Member NATURE: Catholic school advisory board member where my children attend school. BOARD MEMBER WHO ATTENDS MEETINGS. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2023 ADDRESS: 146 S. Pitney Rd., Galloway NJ 08205, United States DESCRIPTION: Help share the School's mission and advise on budget directed by the Church and Diocese. NEW JERSEY BOARD RIDERS CLUB POSITION: Committee Member (Membership and Social Committee) NATURE: Fostering the sport of surfing along coastal New Jersey. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2024 ADDRESS: 33 Margate Ave, Beasleys Point NJ 08223, United States DESCRIPTION: Assist with creating membership opportunities and social events to build the surfing community in New Jersey.
CRS (Client Relationship Summary) - RIA
Click below to view Anthony John Dipietro's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Anthony John Dipietro's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 24, 2017 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 570 Berlin Rd., Clementon, NJ 08021RIA
BD
CRD#: 2882
Clementon, NJ
Current
July 6, 2017 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 570 Berlin Rd., Clementon, NJ 08021RIA
BD
CRD#: 2882
Clementon, NJ
Past
August 9, 2016 - January 27, 2017
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WILLIAMSVILLE, NY
Past
June 6, 2002 - November 19, 2002
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
NORTHFIELD, NJ
Past
May 22, 2002 - November 19, 2002
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
October 28, 1999 - March 30, 2001
PERSHING ADVISOR SOLUTIONS LLC
BD
CRD#: 36671
JERSEY CITY, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(5/4/2023)
RR
Florida(3/24/2023)
RR
New Jersey(7/6/2017)
IAR
New Jersey(7/24/2017)
RR
Pennsylvania(1/2/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 6/8/2000
Limited Representative-Equity Trader ExamSRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882Clementon, NJ 08021TRUST BUT VERIFY
Monitor Anthony Dipietro
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
