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Robert Gentili

CRD# 2679685·Registered 1995 - 2015
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Gentili, who also goes by Rob Gentili, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1995 - 2015. Robert had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Rob Gentili

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
Valley Stream, NY
May 24, 2013 - November 30, 2015
INVESTORS CAPITAL CORP.·CRD# 30613
BD
Valley Stream, NY
January 30, 2012 - May 29, 2013
SUMMIT BROKERAGE SERVICES, INC.·CRD# 34643
BD
Valley Stream, NY
May 19, 2006 - February 1, 2012
NORTHEAST SECURITIES, LLC·CRD# 25996
BD
Mitchelfield, NY
November 14, 2002 - May 22, 2006
BROKERWEST·CRD# 23947
BD
Pasadena, CA
August 22, 2002 - November 25, 2002
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
December 22, 2000 - July 19, 2002
LADENBURG THALMANN & CO. INC.·CRD# 505
BD
New York, NY
September 4, 1999 - December 18, 2000
DALTON KENT SECURITIES GROUP, INC.·CRD# 38813
BD
New York, NY
June 26, 1996 - September 2, 1999
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025
BD
St. Louis, MO
December 8, 1995 - July 2, 1996

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Current Firm

NS
NATIONAL SECURITIES CORPORATION

NAT'L SECURITIES CORP | WASHINGTON NATIONAL SECURITIES CORPORATION | NTL INSURANCE AGENCY | NSC INSURANCE AGENCY | NATIONAL SECURITIES OF WASHINGTON | NATIONAL SECURITIES CORPORATION | NATIONAL SECURITIES CORP OF WASHINGTON STATE

CRD#: 7569 / SEC#: 8-164
BD
Terminated by SEC on 10/20/2022

Contact Information

Established

Washington since 01/06/1947

Firm Type

Corporation

Fiscal Year End

September

Firm Size

Large

Documents

Direct owners and executive officers

NamePositionCRD#
NATIONAL HOLDINGS CORPORATIONPARENT, OWNER—
MARKUNAS, MICHAELCHIEF COMPLIANCE OFFICER1832307

Disclosures

Regulatory Event

66

Arbitration

16

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2001About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1995About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Nov 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1995About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 2003About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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