Robert Gentili
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Gentili, who also goes by Rob Gentili, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1995. Robert had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 2013 - November 30, 2015
NATIONAL SECURITIES CORPORATION
January 30, 2012 - May 29, 2013
INVESTORS CAPITAL CORP.
May 19, 2006 - February 1, 2012
SUMMIT BROKERAGE SERVICES, INC.
November 14, 2002 - May 22, 2006
NORTHEAST SECURITIES, LLC
August 22, 2002 - November 25, 2002
BROKERWEST
December 22, 2000 - July 19, 2002
CITIGROUP GLOBAL MARKETS INC.
September 4, 1999 - December 18, 2000
LADENBURG THALMANN & CO. INC.
June 26, 1996 - September 2, 1999
DALTON KENT SECURITIES GROUP, INC.
December 8, 1995 - July 2, 1996
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
