David Jin Kyu Chong
Professional Summary
David Jin Kyu Chong is a registered financial advisor currently at STRATEGY ASSET MANAGERS L.L.C. located in Pasadena, California and THE LEADERS GROUP, INC. located in Summit, New Jersey. David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. David has worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
HOLLY STREET WEALTH ADVISORS | STRATEGY ASSET MANAGERS L.L.C.
Contact Information
Main Address
790 E. Colorado Blvd Suite 200, Pasadena, CA 91101Phone Number
(626) 657-0559# of Employees
10SEC notice filing (18 States and Territories)
Registered to provide investment advisory services in 18 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,458AUM (Assets Under Management)
$930,077,850Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
HOLLY STREET WEALTH ADVISORS | STRATEGY ASSET MANAGERS L.L.C.
State Registrations and Notice Filings
(12/24/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view David Jin Kyu Chong's CRS (Customer Relationship Summary).
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