David J. Chong

STRATEGY ASSET MANAGERS L.L.C.

Pasadena, CA 91101

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CRD#: 2679656

Professional summary

David Jin Kyu Chong is a registered financial advisor currently at STRATEGY ASSET MANAGERS L.L.C. located in Pasadena, California and THE LEADERS GROUP, INC. located in Summit, New Jersey.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. David has worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) STRATEGY ASSET MANAGERS LLC - 8/1/2018 - 790 E Colorado Blvd., Suite 200, Pasadena, CA 91101 - Director of planning/advisor, Financial Advisor, Invt Rel, RA business, 200 hrs/mo; 130 hrs/mo (during trading hours).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Jin Kyu Chong's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 24, 2021 - Present

STRATEGY ASSET MANAGERS L.L.C.

Office #1: 790 E. Colorado Blvd Suite 200, Pasadena, CA 91101

RIA

CRD#: 109939

Pasadena, CA

Current

January 10, 2025 - Present

THE LEADERS GROUP, INC.

Office #1: 475 Springfield Ave, Summit, NJ 07901

CRD#: 37157

SUMMIT, NJ

Past

May 24, 2019 - February 18, 2021

STRATEGY ASSET MANAGERS L.L.C.

RIA

CRD#: 109939

Pasadena, CA

Past

March 1, 2019 - January 7, 2021

NEWBRIDGE SECURITIES CORPORATION

CRD#: 104065

BOCA RATON, FL

Past

October 12, 2018 - February 25, 2019

AURORA CAPITAL LLC

CRD#: 37924

BRIDGEHAMPTON,, NY

Past

August 8, 2018 - January 2, 2020

HOLLY STREET WEALTH ADVISORS

RIA

CRD#: 167343

Pasadena, CA

Past

December 8, 2009 - August 3, 2018

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

PASADENA, CA

Past

December 3, 2009 - August 3, 2018

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

PASADENA, CA

Past

June 1, 2009 - December 18, 2009

MORGAN STANLEY

RIA

CRD#: 149777

LOS ANGELES, CA

Past

June 1, 2009 - December 18, 2009

MORGAN STANLEY

CRD#: 149777

LOS ANGELES, CA

Past

July 8, 1997 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

LOS ANGELES, CA

Past

December 7, 1995 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGY ASSET MANAGERS L.L.C.

HOLLY STREET WEALTH ADVISORS | STRATEGY ASSET MANAGERS L.L.C.

CRD#: 109939 / SEC#: 801-60049

RIA

Registered Investment Advisory firm - (2/23/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/24/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/5/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/5/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/10/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/3/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/29/1995

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

STRATEGY ASSET MANAGERS L.L.C.

HOLLY STREET WEALTH ADVISORS | STRATEGY ASSET MANAGERS L.L.C.

CRD#: 109939 / SEC#: 801-60049

RIA

Registered Investment Advisory firm - (2/23/2001 Approved)

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Contact information

Main Address

790 E. Colorado Blvd Suite 200, Pasadena, CA 91101

Mailing Address

Phone number

(626) 657-0559

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STRATEGY ASSET MANGERS, LLC FORM ADV 2A (4/30/2025)

Regulatory assets under management

Total Number of Accounts	1,099
AUM (Assets Under Management)	$ 741,546,605

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David J. Chong

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Jin Kyu Chong's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE LEADERS GROUP, INC.

STRATEGY ASSET MANAGERS L.L.C.

NEWBRIDGE SECURITIES CORPORATION

AURORA CAPITAL LLC

HOLLY STREET WEALTH ADVISORS

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

STRATEGY ASSET MANAGERS L.L.C.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/5/1996

Series 63

Date: 1/5/1996

Series 7TO

Date: 1/10/2024

SIE

Date: 8/3/2018

Series 7

Date: 11/29/1995

FINRA

Current Firm

STRATEGY ASSET MANAGERS L.L.C.

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STRATEGY ASSET MANAGERS L.L.C.

TRUST BUT VERIFY

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