Laurence R. Castonguay
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laurence Rene Castonguay, who also goes by Laurence Castonguay, was a registered financial professional .
Laurence is a previously registered financial professional and started their career in finance in 1995. Laurence had worked at 1 firm and has passed the Series 65 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 28, 1995 - December 31, 2024
OXFORD REAL ESTATE ADVISORS INC
Primary Firm SEC Registration
OXFORD REAL ESTATE ADVISORS INC
CRD#: 107209 / SEC#: 801-50212
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Series 2
Date: 10/19/1995
Non-Member General Securities ExaminationCurrent Firm
OXFORD REAL ESTATE ADVISORS INC
CRD#: 107209 / SEC#: 801-50212
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 116,855,308 |
Red Flags
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