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LM

Lawrence J. Mcdonald

TRICORD INVESTMENT ADVISORS
KENNESAW, GA 30144
Some features on this profile are disabled
CRD#: 2678618
LM

Professional summary


Lawrence Joseph Mcdonald JR, who also goes by Larry Mcdonald, Lawrence Mcdonald Jr, is a registered financial advisor currently at TRICORD INVESTMENT ADVISORS, INC. located in Kennesaw, Georgia.

Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Lawrence has worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Larry Mcdonald | Lawrence Mcdonald Jr

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
L-J FINANCIAL ASSOCIATES, INC. - MARIETTA GA. PRESIDENT AND OWNER. OFFER HEALTH INSURANCE, LIFE INSURANCE AND EMPLOYEE BENEFIT SERVICES.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Lawrence Joseph Mcdonald JR's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 19, 2005 - Present

TRICORD INVESTMENT ADVISORS, INC.

Office #1: 1275 Shiloh Rd. Suite 3030, Kennesaw, GA 30144
RIA
CRD#: 131613
KENNESAW, GA
Past

March 17, 2003 - August 2, 2005

USALLIANZ SECURITIES, INC.

RIA
CRD#: 40875
KENNESAW, GA
Past

January 4, 2001 - August 2, 2005

USALLIANZ SECURITIES, INC.

BD
CRD#: 40875
MINNEAPOLIS, MN
Past

March 19, 1999 - December 31, 2000

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
OAKDALE, MN
Past

August 31, 1998 - March 19, 1999

VERAVEST INVESTMENTS, INC.

BD
CRD#: 3960
WORCESTER, MA
Past

February 27, 1996 - June 22, 1998

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
OAKDALE, MN

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Georgia
(12/19/2005)

Exams


State Security Law Exam
IAR
Series 65
Date: 4/24/2001
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


TI
TRICORD INVESTMENT ADVISORS, INC.
TRICORD INVESTMENT ADVISORS, INC.

CRD#: 131613 / SEC#:

Georgia
Registered Investment Advisory firm - (12/19/2005 Approved)
North Carolina
Registered Investment Advisory firm - (10/11/2012 Terminated)
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Contact information


Main Address
Marietta, GA
Mailing Address
531 Roselane Street Suite 400, Marietta, GA 30060
Phone number
(404) 890-5588
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts27
AUM (Assets Under Management)$ 5,600,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TRICORD INVESTMENT ADVISORS, INC.

CRD#: 131613Kennesaw, GA 30144

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