Martin A. Smith

WEALTHCARE FINANCIAL GROUP

Peachtree City, GA 30269

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CRD#: 2677840

Professional summary

Martin Alexander Smith is a registered financial advisor currently at WEALTHCARE FINANCIAL GROUP, INC. located in Peachtree City, Georgia.

Martin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Martin has worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin Alexander Smith's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 21, 2016 - Present

WEALTHCARE FINANCIAL GROUP, INC.

Office #1: 21 Eastbrook Bend, Suite 118, Peachtree City, GA 30269Office #2: 3355 Lenox Road Suite 750, Atlanta, GA 30326Office #3: 4800 Hampden Lane Suite 810, Bethesda, MD 20814

RIA

CRD#: 284650

Peachtree City, GA

Past

January 24, 2012 - October 20, 2016

KOVACK ADVISORS, INC.

RIA

CRD#: 140808

BETHESDA, MD

Past

January 24, 2012 - October 20, 2016

KOVACK SECURITIES INC.

CRD#: 44848

Bethesda, MD

Past

February 4, 2010 - January 23, 2012

KINGDOMTRUST CAPITAL MANAGEMENT, INC.

RIA

CRD#: 150650

BOWIE, MD

Past

September 15, 2009 - December 16, 2010

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

BOWIE, MD

Past

August 3, 2009 - December 31, 2009

KINGDOMTRUST CAPITAL MANAGEMENT, INC.

RIA

CRD#: 150650

BOWIE, MD

Past

June 20, 2008 - June 19, 2009

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

COLUMBIA, MD

Past

June 20, 2008 - June 19, 2009

EQUITABLE ADVISORS, LLC

CRD#: 6627

COLUMBIA, MD

Past

December 5, 2007 - June 25, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

COLUMBIA, MD

Past

December 5, 2007 - June 25, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

COLUMBIA, MD

Past

March 6, 2006 - December 12, 2007

LPL FINANCIAL LLC

RIA

CRD#: 6413

BOWIE, MD

Past

March 6, 2006 - December 12, 2007

LPL FINANCIAL LLC

CRD#: 6413

BOWIE, MD

Past

January 11, 2006 - March 13, 2006

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

GREENBELT, MD

Past

January 10, 2006 - March 13, 2006

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

GREENBELT, MD

Past

January 10, 2006 - March 13, 2006

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

GREENBELT, MD

Past

July 14, 2003 - January 9, 2006

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

LANDOVER, MD

Past

July 7, 2003 - January 9, 2006

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

LANDOVER, MD

Past

March 19, 2003 - July 21, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ROCKVILLE, MD

Past

March 19, 2003 - July 21, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

July 12, 2000 - March 26, 2003

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

COLUMBIA, MD

Past

August 24, 1999 - March 26, 2003

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

January 18, 1996 - August 26, 1999

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/15/2023)

IAR

District of Columbia
(5/31/2023)

IAR

Georgia
(5/25/2017)

IAR

Louisiana
(11/27/2019)

IAR

Maine
(7/25/2024)

IAR

Maryland
(10/21/2016)

IAR

New York
(5/3/2023)

IAR

Texas
(1/4/2021)

IAR

Virginia
(3/4/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/28/2000

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/23/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/20/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/8/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/5/1995

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 10

Date: 12/30/2002

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 10/21/2002

General Securities Sales Supervisor - Options Module Examination

Current Firm

WEALTHCARE FINANCIAL GROUP, INC.

ALPHA UMI FINANCIAL | WEALTHCARE FINANCIAL GROUP, INC. | SMITH, MARTIN ALEXANDER | SMITH, MARTIN A | HISAAB CAPITAL

CRD#: 284650 / SEC#:

California

Registered Investment Advisory firm - (8/15/2023 Approved)

District of Columbia

Registered Investment Advisory firm - (5/31/2023 Approved)

Georgia

Registered Investment Advisory firm - (5/12/2017 Approved)

Louisiana

Registered Investment Advisory firm - (11/27/2019 Approved)

Maine

Registered Investment Advisory firm - (7/25/2024 Approved)

Maryland

Registered Investment Advisory firm - (9/28/2016 Approved)

Michigan

Registered Investment Advisory firm - (8/14/2025 Approved)

New York

Registered Investment Advisory firm - (5/3/2023 Approved)

Texas

Registered Investment Advisory firm - (1/4/2021 Approved)

Virginia

Registered Investment Advisory firm - (3/4/2023 Approved)

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Contact information

Main Address

21 Eastbrook Bend, Suite 118, Peachtree City, GA 30269

Mailing Address

Phone number

(770) 683-3608

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	245
AUM (Assets Under Management)	$ 28,246,162

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Martin A. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin Alexander Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

KOVACK ADVISORS, INC.

KOVACK SECURITIES INC.

KINGDOMTRUST CAPITAL MANAGEMENT, INC.

GROVE POINT INVESTMENTS, LLC

KINGDOMTRUST CAPITAL MANAGEMENT, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/28/2000

Series 63

Date: 1/23/1996

SIE

Date: 10/20/2016

Series 7

Date: 10/8/1999

Series 6

Date: 12/5/1995

Series 10

Date: 12/30/2002

Series 9

Date: 10/21/2002

Current Firm

WEALTHCARE FINANCIAL GROUP, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WEALTHCARE FINANCIAL GROUP, INC.

TRUST BUT VERIFY

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