Andrea A. Mack

FRANKLIN DISTRIBUTORS

Pasadena, CA 91101

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CRD#: 2677512

Professional summary

Andrea Almeida Mack, who also goes by Andrea Mary Almeida, Andrea Almeida, is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in Pasadena, California.

Andrea is registered as a RR (Registered Representative) and started their career in finance in 1996. Andrea has worked at 6 firms and has passed the Series 63, Series 66, Series 65, Series 3, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Andrea Mary Almeida | Andrea Almeida

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrea Almeida Mack's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 27, 2025 - Present

FRANKLIN DISTRIBUTORS, LLC

Office #1: 385 E. Colorado Blvd, Pasadena, CA 91101

CRD#: 109064

Pasadena, CA

Past

August 6, 2015 - January 10, 2022

TCW FUNDS DISTRIBUTORS LLC

CRD#: 16670

NEW YORK, NY

Past

December 1, 2005 - December 31, 2006

FRANKLIN DISTRIBUTORS, LLC

CRD#: 109064

SAN MATEO, CA

Past

September 30, 2003 - December 1, 2005

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

August 11, 2001 - September 30, 2003

HOWARD WEIL INCORPORATED

CRD#: 30958

NEW ORLEANS, LA

Past

December 24, 1998 - August 11, 2001

ARROYO SECO, INC.

CRD#: 39387

PASADENA, CA

Past

February 22, 1996 - June 19, 1998

PAYDEN & RYGEL DISTRIBUTORS

CRD#: 29868

LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/29/2025)

Alaska
(6/16/2025)

Arizona
(5/28/2025)

Arkansas
(6/4/2025)

California
(5/28/2025)

Colorado
(5/28/2025)

Connecticut
(5/27/2025)

Delaware
(6/5/2025)

District of Columbia
(5/29/2025)

Florida
(5/28/2025)

Georgia
(5/28/2025)

Hawaii
(5/28/2025)

Idaho
(5/27/2025)

Illinois
(5/28/2025)

Indiana
(5/28/2025)

Iowa
(5/27/2025)

Kansas
(5/28/2025)

Kentucky
(5/29/2025)

Louisiana
(6/2/2025)

Maine
(5/28/2025)

Maryland
(5/29/2025)

Massachusetts
(5/28/2025)

Michigan
(5/29/2025)

Minnesota
(5/29/2025)

Mississippi
(5/28/2025)

Missouri
(5/27/2025)

Montana
(5/28/2025)

Nebraska
(5/27/2025)

Nevada
(5/28/2025)

New Hampshire
(5/29/2025)

New Jersey
(6/6/2025)

New Mexico
(5/28/2025)

New York
(5/30/2025)

North Carolina
(5/28/2025)

North Dakota
(6/2/2025)

Ohio
(5/27/2025)

Oklahoma
(5/28/2025)

Oregon
(5/29/2025)

Pennsylvania
(5/28/2025)

Puerto Rico
(6/11/2025)

Rhode Island
(5/28/2025)

South Carolina
(5/30/2025)

South Dakota
(5/29/2025)

Tennessee
(6/23/2025)

Texas
(5/28/2025)

Utah
(5/28/2025)

Vermont
(5/28/2025)

Virgin Islands
(5/30/2025)

Virginia
(5/28/2025)

Washington
(5/28/2025)

West Virginia
(6/4/2025)

Wisconsin
(5/27/2025)

Wyoming
(5/27/2025)

Exams

State Security Law Exam

Series 63

Date: 5/24/2025

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 12/18/2015

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/6/1996

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 3

Date: 3/18/2025

National Commodity Futures Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/6/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/20/1995

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

FRANKLIN DISTRIBUTORS, LLC

FRANKLIN DISTRIBUTORS, LLC | UNIFIED DISTRIBUTORS LLC | LEGG MASON INVESTORS SERVICES, LLC | LEGG MASON INVESTOR SERVICES, LLC | LATINVALLEY SECURITIES LLC

CRD#: 109064 / SEC#: , 8-53089

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

One Franklin Parkway, San Mateo, CA 94403

Mailing Address

1201 Wills Street, Baltimore, MD 21231

Phone number

(800) 632-2350

Established

Delaware since 12/01/2000

Firm type

Limited Liability Company

Fiscal year end

September

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
TEMPLETON WORLDWIDE, INC.	SHAREHOLDER
CIEPRISZ, KENNETH DAVID	CHIEF COMPLIANCE OFFICER	2303713
GAMBA, DANIEL ERNESTO	CHIEF EXECUTIVE OFFICER	4594704
MASOM, JEFFREY SCOTT	PRESIDENT-DIRECTOR	2870966
PATERSON, DAVID	CHIEF FINANCIAL OFFICER AND DESIGNATED FINANCIAL PRINCIPAL	7001546

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrea A. Mack

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrea Almeida Mack's CRS (Customer Relationship Summary).

Certified licenses

Experience

TCW FUNDS DISTRIBUTORS LLC

FRANKLIN DISTRIBUTORS, LLC

LEGG MASON WOOD WALKER, INCORPORATED

HOWARD WEIL INCORPORATED

ARROYO SECO, INC.

PAYDEN & RYGEL DISTRIBUTORS

State Registrations and Notice Filings

Exams

Series 63

Date: 5/24/2025

Series 66

Date: 12/18/2015

Series 65

Date: 2/6/1996

Series 3

Date: 3/18/2025

SIE

Date: 10/1/2018

Series 7

Date: 8/6/2015

Series 6

Date: 11/20/1995

FINRA

Current Firm

FRANKLIN DISTRIBUTORS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FRANKLIN DISTRIBUTORS, LLC

TRUST BUT VERIFY

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