Norman Errol Wetmore Jr
Professional Summary
Norman Errol Wetmore JR, who also goes by Norm Wetmore, Norman Wetmore, was a registered financial advisor. Norman was a previously registered financial professional and started their career in finance 1996 - 2023. Norman had worked at 10 firms and has passed the Series 65, Series 66, Series 63, Series 99TO, SIE, Series 7, Series 4, Series 9, Series 10, Series 24 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Norm Wetmore, Norman Wetmore
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
MONDEUM | MONDEUM CAPITAL, LLC | MONDEUM CAPITAL
Contact Information
Main Address
27 Main Street Suite B, Southampton, NY 11968Mailing Address
27 Main Street Suite B, Southampton, NY 11968Phone Number
+1 (833) 781-6338Established
New York since 05/20/2020Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Dec 2005About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Dec 2005About the Series 10 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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