John Chandler Clifford
Professional Summary
John Chandler Clifford, who also goes by Jc, is a registered financial advisor currently at MONDEUM CAPITAL located in Southampton, New York. John is registered as a RR (Registered Representative) and started their career in finance in 1992. John has worked at 10 firms and has passed the Series 65, Series 63, Series 99TO, Series 3, SIE, Series 7, Series 6, Series 14, Series 27, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jc
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
MONDEUM | MONDEUM CAPITAL, LLC | MONDEUM CAPITAL
Contact Information
Main Address
27 Main Street Suite B, Southampton, NY 11968Mailing Address
27 Main Street Suite B, Southampton, NY 11968Phone Number
+1 (833) 781-6338Established
New York since 05/20/2020Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/13/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 1992About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view John Chandler Clifford's CRS (Customer Relationship Summary).
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