Joseph L. Giordano
Professional summary
Joseph Leonard Giordano, who also goes by Joseph Leorward Giordawo, is a registered financial professional currently at ICAPITAL MARKETS LLC located in New York, New York.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1996. Joseph has worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Leonard Giordano's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 12, 2023 - Present
ICAPITAL MARKETS LLC
Office #1: 60 East 42nd Street 26th Floor, New York, NY 10165June 20, 2018 - December 1, 2023
SIMON MARKETS LLC
May 8, 2015 - January 4, 2019
GOLDMAN SACHS & CO. LLC
November 4, 2010 - March 13, 2015
RBC CAPITAL MARKETS, LLC
September 11, 2009 - September 7, 2010
NATWEST MARKETS SECURITIES INC.
January 4, 2007 - September 11, 2009
ABN AMRO INCORPORATED
February 6, 2002 - December 15, 2006
COUNTRYWIDE SECURITIES CORPORATION
June 15, 2000 - June 4, 2001
JANNEY MONTGOMERY SCOTT LLC
September 23, 1997 - January 6, 1999
ALLIANCEBERNSTEIN INVESTMENTS, INC.
February 9, 1996 - July 10, 1996
DUKE & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/24/2024)
(12/12/2023)
(4/21/2026)
Exams
FINRA
Current Firm
ICAPITAL MARKETS LLC
CRD#: 118219 / SEC#: , 8-53640
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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