Emmit E. Horne
Professional summary
Emmit Eugene Horne is a registered financial professional currently at LOOP CAPITAL MARKETS LLC located in New York, New York.
Emmit is registered as a RR (Registered Representative) and started their career in finance in 1996. Emmit has worked at 7 firms and has passed the Series 66, Series 63, Series 79TO and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Emmit Eugene Horne's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 20, 2022 - Present
LOOP CAPITAL MARKETS LLC
Office #1: 88 Pine Street 25th Floor, New York, NY 10005February 21, 2012 - June 27, 2017
LOOP CAPITAL MARKETS LLC
April 25, 2011 - February 2, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 1, 2010 - February 2, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 8, 2010 - November 1, 2010
BANC OF AMERICA SECURITIES LLC
December 2, 2008 - March 22, 2010
J.P. MORGAN SECURITIES LLC
October 1, 2008 - March 22, 2010
J.P. MORGAN SECURITIES LLC
July 9, 2008 - October 1, 2008
J.P. MORGAN SECURITIES INC.
January 10, 2001 - May 1, 2001
JPMSI
April 1, 1996 - May 28, 2008
J.P. MORGAN SECURITIES INC.
January 19, 1996 - April 1, 1996
CHASE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/17/2022)
Exams
Series 79TO
Date: 10/24/2022
Investment Banking Registered Representative ExaminationFINRA
Current Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
