Thomas M. Coverick
Professional summary
Thomas Mark Coverick is a registered financial professional currently at KEYBANC CAPITAL MARKETS INC. located in Chicago, Illinois.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1996. Thomas has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 52 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Mark Coverick's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 11, 2007 - Present
KEYBANC CAPITAL MARKETS INC.
Office #1: 227 W. Monroe St. Suite 1700, Chicago, IL 60606December 5, 2005 - April 11, 2007
LEHMAN BROTHERS INC.
August 5, 2004 - November 2, 2005
LEGG MASON WOOD WALKER, INCORPORATED
October 20, 2000 - July 19, 2004
ROBERT W. BAIRD & CO. INCORPORATED
December 18, 1998 - July 19, 2000
J.P. MORGAN SECURITIES LLC
October 1, 1998 - December 4, 1998
BANC OF AMERICA SECURITIES LLC
January 1, 1996 - October 1, 1998
BANCAMERICA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/21/2021)
(4/17/2007)
(4/17/2007)
(4/17/2007)
(4/11/2007)
(4/17/2007)
(4/17/2007)
(5/14/2021)
(4/17/2007)
(4/17/2007)
(4/17/2007)
(4/17/2007)
(7/21/2021)
(4/17/2007)
(4/17/2007)
(4/18/2007)
(7/21/2021)
(4/17/2007)
(7/21/2021)
(4/17/2007)
Exams
FINRA
Nasdaq Stock Market
Current Firm
KEYBANC CAPITAL MARKETS INC.
CRD#: 566 / SEC#: , 8-30177
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYCORP | SOLE SHAREHOLDER | |
| GILBERT, STACY LEE | DIRECTOR | 5316644 |
| HAYDEN, WILLIAM PATRICK | CHIEF COMPLIANCE OFFICER | 4136632 |
| JANOFSKY, PAULA MARIE | CHIEF OPERATIONS OFFICER, DIRECTOR | 2882776 |
| KOVACHICK, MARK ALLAN | DIRECTOR, CFO | 5390571 |
| PAINE, ANDREW JACKSON III | MANAGING DIRECTOR, DIRECTOR, HEAD OF CORPORATE AND INVESTMENT BANKING | 2450522 |
| PREISER, DOUGLAS WILLIAM | CHIEF EXECUTIVE OFFICER, DIRECTOR | 1690776 |
| SKARDA, JOSEPH BRIEL | DIRECTOR | 4288186 |
Disclosures
| Regulatory Event | 40 |
| Arbitration | 15 |
| Bond | 1 |
Red Flags
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