Michelle P. Holden
Professional summary
Michelle Perry Holden, who also goes by Michelle Lee Martin, Michelle Perry Martin, Michelle Lee Perry, is a registered financial professional currently at PURSHE KAPLAN STERLING INVESTMENTS located in Williston, Vermont.
Michelle is registered as a RR (Registered Representative) and started their career in finance in 1998. Michelle has worked at 4 firms and has passed the Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michelle Perry Holden's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 9, 2020 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 33 Blair Park Road, Suite 100, Williston, VT 05495December 6, 2012 - April 16, 2020
LPL FINANCIAL LLC
April 5, 2002 - December 7, 2012
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
July 14, 1998 - April 8, 2002
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/18/2020)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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