Jason A. Lipka

KATHMERE CAPITAL MANAGEMENT

Wayne, PA 19087

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CRD#: 2675564

Professional summary

Jason Alexander Lipka is a registered financial advisor currently at KATHMERE CAPITAL MANAGEMENT, LLC located in Wayne, Pennsylvania.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Jason has worked at 6 firms and has passed the Series 63, Series 65, Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Kathmere Capital Management, LLC. Investment Related;At Registered Location. RIA. Investment Adviser Representative. 03/2024. Approx. 80 hours/month with all hours during trading hours. Service retirement book of business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Alexander Lipka's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 27, 2024 - Present

KATHMERE CAPITAL MANAGEMENT, LLC

Office #1: 435 Devon Park Drive Suite 715, Wayne, PA 19087

RIA

CRD#: 305118

Wayne, PA

Past

May 1, 2024 - October 13, 2025

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Wayne, PA

Past

January 23, 2018 - April 28, 2022

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

PHOENIXVILLE, PA

Past

November 8, 2010 - April 28, 2022

PRINCIPAL SECURITIES, INC.

CRD#: 1137

Wayne, PA

Past

February 20, 2009 - October 15, 2010

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

RHINEBECK, NY

Past

November 25, 2003 - January 5, 2006

VANGUARD ADVISERS, INC.

RIA

CRD#: 106715

VALLEY FORGE, PA

Past

April 30, 1997 - November 13, 2006

VANGUARD MARKETING CORPORATION

CRD#: 7452

SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KATHMERE CAPITAL MANAGEMENT, LLC

CRD#: 305118 / SEC#: 801-117215

RIA

Registered Investment Advisory firm - (8/22/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(3/27/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/23/2024

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/5/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 3/17/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/19/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/29/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

KATHMERE CAPITAL MANAGEMENT, LLC

CRD#: 305118 / SEC#: 801-117215

RIA

Registered Investment Advisory firm - (8/22/2019 Approved)

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Contact information

Main Address

435 Devon Park Drive Suite 715, Wayne, PA 19087

Mailing Address

Phone number

(610) 989-3900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KATHMERE CAPITAL MANAGEMENT ADV PART 2A 2022 (10/31/2025)

Regulatory assets under management

Total Number of Accounts	2,402
AUM (Assets Under Management)	$ 2,468,761,634

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jason A. Lipka

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Alexander Lipka's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

COMMONWEALTH FINANCIAL NETWORK

VANGUARD ADVISERS, INC.

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

KATHMERE CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/23/2024

Series 65

Date: 12/5/2017

Series 66

Date: 3/17/2009

SIE

Date: 10/1/2018

Series 7

Date: 2/19/2009

Series 6

Date: 4/29/1997

Current Firm

KATHMERE CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KATHMERE CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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