Niall E. Brennan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Niall Edward Brennan was a registered financial professional .
Niall is a previously registered financial professional and started their career in finance in 1996. Niall had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 2007 - August 7, 2015
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
September 16, 2004 - August 7, 2015
J.P. TURNER & COMPANY, L.L.C.
May 5, 2003 - January 29, 2004
VERAVEST INVESTMENT ADVISORS, INC.
July 19, 2000 - January 29, 2004
VERAVEST INVESTMENTS, INC.
March 20, 1996 - June 22, 2000
FSC SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
CRD#: 124446 / SEC#: 801-67970
Contact information
Red Flags
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