Kevin M. Frisch

FOCUS SECURITIES LLC

Gainesville, VA 20155

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CRD#: 2674878

Professional summary

Kevin Michael Frisch is a registered financial professional currently at FOCUS SECURITIES LLC located in Gainesville, Virginia.

Kevin is registered as a RR (Registered Representative) and started their career in finance in 1996. Kevin has worked at 8 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Michael Frisch's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 10, 2025 - Present

FOCUS SECURITIES LLC

Office #1: 7371 Atlas Walk Way #259, Gainesville, VA 20155

CRD#: 150589

Gainesville, VA

Past

May 8, 2023 - June 27, 2025

CASCADIA CAPITAL, LLC

CRD#: 101020

SEATTLE, WA

Past

February 18, 2014 - May 24, 2023

IMPERIAL CAPITAL, LLC

CRD#: 43744

Stamford, CT

Past

November 17, 2009 - February 18, 2014

B. RILEY SECURITIES, INC.

CRD#: 25027

NEW YORK, NY

Past

September 22, 2008 - November 5, 2008

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

Past

May 19, 2000 - September 22, 2008

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

May 29, 1996 - June 26, 1998

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

January 4, 1996 - June 4, 1996

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(9/10/2025)

Colorado
(9/10/2025)

Connecticut
(9/10/2025)

Illinois
(9/10/2025)

New York
(9/10/2025)

Texas
(10/3/2025)

Exams

State Security Law Exam

Series 63

Date: 1/16/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/3/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/30/2009

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FOCUS SECURITIES LLC

CRD#: 150589 / SEC#: , 8-68273

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

7371 Atlas Walk Way #259, Gainesville, VA 20155

Mailing Address

7371 Atlas Walk Way #259, Gainesville, VA 20155

Phone number

(404) 557-1045

Established

Georgia since 03/23/2009

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (46 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FOCUS HOLDINGS USA, INC.	OWNER
BEARD, ROBERT GLENN	PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER	5771682
THOMPSON, RICHARD FRANK JR.	FINOP, ER

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin M. Frisch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Michael Frisch's CRS (Customer Relationship Summary).

Certified licenses

Experience

CASCADIA CAPITAL, LLC

IMPERIAL CAPITAL, LLC

B. RILEY SECURITIES, INC.

BARCLAYS CAPITAL INC.

LEHMAN BROTHERS INC.

CIBC WORLD MARKETS CORP.

J.P. MORGAN SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/16/1996

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 1/3/1996

Series 24

Date: 12/30/2009

FINRA

Current Firm

FOCUS SECURITIES LLC

Contact information

FINRA licenses (46 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FOCUS SECURITIES LLC

TRUST BUT VERIFY

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