Amy E. Odom
Professional summary
Amy Enith Odom, who also goes by Amy Carillo, Amy Enith Carrillo, Amy E Odom, Amy Odom, Amy E Ramos, is a registered financial professional currently at REALTA EQUITIES, INC. located in Wilmington, Delaware.
Amy is registered as a RR (Registered Representative) and started their career in finance in 1996. Amy has worked at 16 firms and has passed the Series 63, Series 99TO, Series 6TO, Series 52TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Amy Enith Odom's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 13, 2023 - Present
REALTA EQUITIES, INC.
Office #1: 1201 N. Orange Street Suite 729, Wilmington, DE 19801February 14, 2022 - January 4, 2023
ASPIRATION FINANCIAL LLC
May 21, 2019 - March 8, 2022
BOREAL CAPITAL SECURITIES LLC
October 4, 2018 - May 21, 2019
LATIN SECURITIES INC.
May 23, 2018 - May 14, 2019
KOVACK SECURITIES INC.
December 12, 2016 - February 9, 2018
EFG CAPITAL INTERNATIONAL
June 24, 2015 - December 7, 2016
CCF INVESTMENTS, INC.
November 11, 2014 - March 12, 2015
INTERTRADING SECURITIES
April 3, 2007 - November 6, 2014
SCOTTRADE, INC.
May 12, 2006 - November 13, 2006
TRUIST INVESTMENT SERVICES, INC.
January 19, 2005 - August 1, 2005
CHASE INVESTMENT SERVICES CORP.
December 16, 2003 - March 18, 2004
IDS LIFE INSURANCE COMPANY
December 16, 2003 - March 18, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
August 21, 2003 - November 25, 2003
PARK AVENUE SECURITIES LLC
June 16, 1998 - June 10, 2003
USAA INVESTMENT SERVICES COMPANY
May 30, 1996 - June 9, 1998
INTEGRATED FINANCIAL PLANNING SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/20/2023)
(3/13/2023)
Exams
Series 99TO
Date: 9/24/2025
Operations Professional ExaminationSeries 6TO
Date: 9/24/2025
Investment Company Products/Variable Contracts Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
REALTA EQUITIES, INC.
CRD#: 23769 / SEC#: , 8-40822
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 7 |
Red Flags
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Company Information
REALTA EQUITIES, INC.
CRD#: 23769Wilmington, DE 19801TRUST BUT VERIFY
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