Kevin J. Feehan
Professional summary
Kevin Joseph Feehan, who also goes by Kevin J Feehan, is a registered financial professional currently at INTESA SANPAOLO IMI SECURITIES CORP. located in New York, New York.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 1998. Kevin has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin Joseph Feehan's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 13, 2014 - Present
INTESA SANPAOLO IMI SECURITIES CORP.
Office #1: 1 William Street, New York, NY 10004April 29, 2013 - October 7, 2014
NATALLIANCE SECURITIES, LLC
April 16, 2012 - February 1, 2013
PHOENIX DERIVATIVES GROUP, LLC
February 27, 2012 - April 17, 2012
AXIOM CAPITAL MANAGEMENT, INC.
April 18, 2000 - March 9, 2012
NATIXIS SECURITIES AMERICAS LLC
September 16, 1998 - March 30, 2000
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/11/2015)
(10/13/2014)
(10/13/2014)
(10/13/2014)
(6/6/2020)
(6/11/2015)
(10/13/2014)
(10/13/2014)
(6/11/2015)
(10/13/2014)
(6/11/2015)
(6/11/2015)
(10/13/2014)
(6/11/2015)
(6/11/2015)
(10/13/2014)
(10/13/2014)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/14/2000
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
New York Stock Exchange
Current Firm
INTESA SANPAOLO IMI SECURITIES CORP.
CRD#: 19418 / SEC#: , 8-37444
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IMI CAPITAL MARKETS USA CORPORATION | SOLE SHAREHOLDER | |
| AMOROSO, PAOLO GLAUCO | CORPORATE SECRETARY | 7870609 |
| BURIOLI, NOVELLA | DIRECTOR | 7874990 |
| DIBELLA, VINCENT | CHIEF FINANCIAL OFFICER/ TREASURER | 2587408 |
| LUCCHINI, STEFANO | DIRECTOR | 7889772 |
| MARRAS, STEFANO | CEO/DIRECTOR | 7322813 |
| PARISI, RICHARD ANTHONY | CHIEF OPERATIONS OFFICER | 4668388 |
| RUIZ, JEFFREY A | CHIEF COMPLIANCE OFFICER | 2562825 |
| SEGNI, LAURA | DIRECTOR | 7890924 |
Disclosures
| Regulatory Event | 11 |
| Criminal | 1 |
| Civil Event | 1 |
Red Flags
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